Com. v. Alexander, J.
Com. v. Alexander, J. No. 1631 WDA 2016
| Pa. Super. Ct. | Aug 18, 2017Background
- Johntae Alexander pleaded guilty on Sept. 8, 2015 to possession with intent to deliver heroin and was sentenced to 5–10 years on Oct. 21, 2015; no post-sentence motion or direct appeal was filed.
- He filed a timely pro se PCRA petition on June 16, 2016 alleging trial counsel was ineffective in two respects: failing to advise that a guilty plea forecloses challenging the suppression ruling on appeal, and failing to litigate the lawfulness of the initial investigatory stop at a train station.
- The suppression hearing record: police stopped Alexander after a confidential informant tip, conducted two successive pat-downs (the second recovered heroin), the officers lacked a warrant, and the trial court characterized the encounter as an investigative detention.
- At the plea hearing Alexander received a one-page written plea form and a group oral colloquy; defense counsel did not speak during the hearing and the plea forms/colloquy did not expressly explain how a guilty plea limits appellate challenges to suppression rulings.
- The PCRA court dismissed the petition without an evidentiary hearing, concluding the suppression motion lacked merit and that any appellate challenge would have failed; the Superior Court reversed and remanded for a hearing on counsel’s ineffectiveness.
Issues
| Issue | Alexander's Argument | Commonwealth/PCRA Court Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for not advising that a guilty plea waives most appellate challenges (including the suppression ruling) and thus rendered Alexander's plea unknowing/involuntary | Counsel failed to explain that pleading guilty would foreclose appeal of the suppression denial; plea colloquy and form didn’t inform him, and counsel said nothing at the hearing | PCRA court/Commonwealth: plea was knowing and voluntary; any challenge to suppression would have failed so no prejudice | Superior Court: genuine factual issue whether counsel competently advised about appellate consequences; remanded for an evidentiary hearing |
| Whether counsel was ineffective for failing to fully litigate/challenge the lawfulness of the initial investigatory stop at the train station, causing Alexander to plead | Counsel did not meaningfully develop informant reliability or reasonable-suspicion arguments at suppression hearing and did not file further support as directed; this may have forfeited potentially meritorious suppression claims | PCRA court/Commonwealth: trial judge found investigatory detention reasonable and concluded any appeal would fail, so no prejudice from counsel’s omissions | Superior Court: record shows unresolved factual/legal questions about reasonable suspicion and counsel’s performance; remanded for a hearing |
Key Cases Cited
- Commonwealth v. Fulton, 830 A.2d 567 (Pa. 2003) (three-prong ineffective-assistance test for PCRA claims)
- Hill v. Lockhart, 474 U.S. 52 (1985) (prejudice standard for counsel’s advice on guilty pleas)
- Commonwealth v. Barndt, 74 A.3d 185 (Pa. Super. 2013) (counsel’s plea advice and voluntariness principles)
- Commonwealth v. Wimbush, 750 A.2d 807 (Pa. 2000) (reasonable suspicion standard for investigatory stops; totality of circumstances and informant reliability)
- Commonwealth v. Wah, 42 A.3d 335 (Pa. Super. 2012) (effective assistance includes advising client on consequences of pleading guilty)
