Cole v. Colvin
2016 U.S. App. LEXIS 13559
| 7th Cir. | 2016Background
- Cole, a 41-year-old former welder/foreman, sustained serious elbow and wrist injuries (2000 and 2008) with persistent pain after multiple surgeries and therapies, plus gastrointestinal issues and enlarged lymph nodes.
- Multiple medical opinions conflicted: some consultants (Gadiraju, Barbour, Martin, Roth) found severe functional limits or disability; other reviewers (D.-Neal, Coats, Kashyap) found fewer limitations or essentially normal exam findings.
- Psychologists diagnosed depressive disorder with a GAF of 58. A vocational expert retained by Cole said he could not perform any work; the SSA vocational expert identified several light, unskilled jobs.
- At hearing Cole reported severe, constant pain limiting use of his arms, difficulty sitting, and limited sleep; he had previously received unemployment benefits and then applied for SSDI when those ran out.
- The ALJ denied benefits, discounting Cole’s statements (noting timing of application with end of unemployment benefits and a treatment gap from 2009–2011) and giving little weight to treating/consulting opinions such as Barbour’s.
- The Seventh Circuit reversed, finding the ALJ’s reasons for discounting Cole’s symptom statements and medical opinions were legally inadequate and amounted to improper cherry-picking and speculation about motives.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether ALJ properly evaluated symptom evidence/credibility | Cole argued ALJ failed to properly evaluate intensity and persistence of symptoms and improperly inferred malingering from timing of claim and treatment gap | SSA defended ALJ’s inferences that timing and lack of treatment undercut credibility | Reversed — ALJ’s timing/treatment-gap reasoning was speculative and required further inquiry; symptom statements cannot be disregarded solely for lack of objective evidence |
| Whether ALJ properly weighed treating/consulting medical opinions (Barbour, Roth) | Cole argued ALJ improperly rejected Barbour and other clinicians whose exams supported severe limitations | SSA relied on other examiners (Coats, Kashyap) and internal inconsistencies to discount Barbour | Reversed — ALJ cherry-picked favorable records and failed to give reasoned explanation for discounting Barbour and related opinions |
| Whether ALJ permissibly relied on gaps in treatment as negative evidence | Cole argued lack of treatment was explained by lack of insurance and prior physician’s view that further treatment would not help | SSA treated gap as evidence against disability | Reversed — ALJ should have asked about or considered reasons (e.g., lack of insurance) for treatment gaps before using them to discredit claims |
| Whether vocational findings supported denial despite medical conflicts | Cole argued record and his expert showed inability to perform work; SSA relied on vocational testimony assuming lesser limitations | SSA argued VE jobs were available given ALJ’s RFC findings | Remanded — ALJ’s RFC and credibility findings were flawed; vocational conclusions could not stand without a proper RFC/medical assessment |
Key Cases Cited
- Sarchet v. Chater, 78 F.3d 305 (7th Cir. 1996) (applicants often delay applying for benefits until other support ends)
- Voigt v. Colvin, 781 F.3d 871 (7th Cir. 2015) (DSM-5 abandoned reliance on GAF scores)
- Hill v. Colvin, 807 F.3d 862 (7th Cir. 2015) (good work record supports claimant's credibility)
- Garcia v. Colvin, 741 F.3d 758 (7th Cir. 2013) (ALJ should inquire about gaps in treatment before drawing adverse inferences)
- Hall v. Colvin, 778 F.3d 688 (7th Cir. 2015) (symptom statements cannot be disregarded solely for lack of objective medical corroboration)
- Price v. Colvin, 794 F.3d 836 (7th Cir. 2015) (ALJ may not cherry-pick medical evidence)
- Yurt v. Colvin, 758 F.3d 850 (7th Cir. 2014) (rejecting selective reliance on parts of medical record)
- Bates v. Colvin, 736 F.3d 1093 (7th Cir. 2013) (opinions must be weighed consistently and with reasons)
