984 F.3d 213
2d Cir.2021Background
- East Ramapo Central School District (Rockland County, NY) holds at-large elections for a nine-member school board; three seats contested each year.
- District is racially and school-type segregated: ~65.7% white overall; public-school population is ~92% Black/Latino while private-school (Orthodox/Hasidic) population is overwhelmingly white.
- An informal, white private-school slating organization (Orthodox community leaders) vets, endorses, and elects preferred candidates; minority-preferred candidates consistently lost from 2008–2018 unless slotted.
- Plaintiffs (NAACP Spring Valley branch and minority voters) sued under Section 2 of the Voting Rights Act, alleging at-large elections dilute Black and Latino votes; trial court found a Section 2 violation and enjoined further at-large elections.
- Plaintiffs’ expert (Dr. Barreto) used BISG (Bayesian Improved Surname Geocoding) + ecological inference to estimate racially polarized voting from actual voter files; District’s expert (Dr. Alford) used CVAP-based EI and contested BISG’s admissibility and reliability.
- On appeal the District argued Section 2 requires proof of racial causation, BISG evidence was unreliable, and the totality of circumstances did not support dilution; the Second Circuit affirmed the district court.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Section 2 requires proof that race caused election outcomes | Section 2 is a results test; intent/animus not required; causation is one factor in totality | Section 2 requires proof that racial motivation/but-for causation produced the adverse results | Court: No such causation requirement; causation may be considered at the totality-of-the-circumstances stage but is not required |
| Admissibility and weight of BISG-based expert analysis | BISG on voter-file data is reliable, peer-reviewed, testable, and superior to CVAP for precinct-level EI | BISG is unreliable, untested here, error-prone and not properly preserved; CVAP is the traditional input | Court: District court did not abuse discretion; BISG admissible and appropriate here; BISG-based testimony properly afforded greater weight |
| Whether Gingles preconditions (political cohesion and white bloc voting) are satisfied | EI using BISG shows Black/Latino cohesion and consistent white bloc voting defeating minority-preferred candidates | EI using CVAP undermines that conclusion; plaintiffs did not meet cohesion or bloc-voting preconditions | Court: Second and third Gingles preconditions satisfied based on reliable BISG+EI analysis; district court’s findings not clearly erroneous |
| Whether totality of circumstances shows vote dilution (Senate Factors/Additional Factors) | Evidence of racially polarized voting, exclusionary slating, Board unresponsiveness to minority needs, lack of minority-preferred victories, and bad-faith conduct supports dilution | Election outcomes reflect school-type/policy preferences, not race; some minority wins show opportunity to elect | Court: Totality supports Section 2 violation—Senate Factors 2, 4, 7 and Additional Factor 9 weigh for plaintiffs; policy-preference explanation insufficient here |
Key Cases Cited
- Yick Wo v. Hopkins, 118 U.S. 356 (1886) (affirming fundamental importance of the right to vote)
- Thornburg v. Gingles, 478 U.S. 30 (1986) (sets three preconditions and Senate factors for Section 2 vote-dilution claims)
- Mobile v. Bolden, 446 U.S. 55 (1980) (discussed regarding intent test that Congress superseded in 1982 amendments)
- Goosby v. Town Bd., 180 F.3d 476 (2d Cir. 1999) (causation considered at totality stage; review deference to district court findings)
- Daubert v. Merrell Dow Pharm., 509 U.S. 579 (1993) (factors for admissibility of expert scientific testimony)
- Kumho Tire Co. v. Carmichael, 526 U.S. 137 (1999) (Daubert gatekeeping applies to all expert testimony; district court discretion)
- June Med. Servs. L.L.C. v. Russo, 140 S. Ct. 2103 (2020) (discussed standards of factual-findings review and trial-court advantages in credibility assessments)
- Griggs v. Duke Power Co., 401 U.S. 424 (1971) (Title VII disparate-impact principle; cited in legislative-history context)
- Bostock v. Clayton County, 140 S. Ct. 1731 (2020) (interpreting "because of" language in statutory discrimination context; discussed and distinguished)
- Smith v. City of Jackson, 544 U.S. 228 (2005) (same statutory language may be read differently in different contexts)
- White v. Regester, 412 U.S. 755 (1973) (examined minority exclusion from meaningful political participation)
- Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973) (discounting minority victories engineered by majority-controlled politicians)
- United States v. City of Eastpointe, 378 F. Supp. 3d 589 (E.D. Mich. 2019) (admitted BISG-based evidence in a Section 2 challenge)
