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Cincinnati Bar Association v. Hauck
148 Ohio St. 3d 203
Ohio
2016
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Background

  • John W. Hauck, admitted 1978, previously disciplined and reinstated; charged by Cincinnati Bar Assn. for misconduct arising from assistance to Richard Ellison.
  • Ellison was subject to a civil protection order (CPO) prohibiting any contact with his parents; Ellison drafted a reconciliation letter and asked to use Hauck’s name/letterhead to send it.
  • Hauck edited the letter, had specially designed letterhead showing him as “ATTORNEY AT LAW,” signed the letter (with a disclaimer claiming he was writing as a friend), and returned it for Ellison to mail.
  • Ellison mailed the letter, was arrested for violating the CPO, pled guilty to attempt to violate the CPO, and served jail time; Hauck visited and communicated with Ellison in jail and wrote letters to the arresting officer.
  • The Board found Hauck formed an attorney–client relationship with Ellison, reviewed the CPO, and nonetheless assisted in drafting/sending the letter, violating multiple Rules of Professional Conduct (competence, illegal conduct, dishonesty/deceit, prejudicial conduct, practicing while unregistered).
  • The Supreme Court adopted the board’s factual findings but modified the sanction: a two-year suspension with the second year stayed on conditions (OLAP evaluation/compliance, monitored probation, restitution, petition for reinstatement).

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Hauck established an attorney-client relationship with Ellison Board: Hauck provided legal advice, used letterhead, Ellison relied on him Hauck: acted only as a friend; disclaimer; no legal services rendered Court: Board credibility findings upheld; implied attorney-client relationship existed
Whether Hauck committed an illegal act by aiding violation of the CPO (Prof.Cond.R. 8.4(b)) Board: Hauck reviewed the CPO and still assisted; conduct aided illegal violation Hauck: lacked knowledge of specific CPO terms; no personal notice -> cannot be bound Court: evidence supports that Hauck reviewed and knew CPO prohibitions; violation sustained
Whether Hauck’s challenge to the CPO’s constitutionality defeats discipline Hauck: CPO unconstitutional; thus cannot ground misconduct Relator: validity of CPO irrelevant to disciplinary findings when not challenged earlier Court: collateral attack rejected; obedience to valid court orders required; discipline stands
Appropriate sanction for misconduct Relator: 12-month suspension + counseling, reinstatement petition Hauck: argued for leniency based on motives and religious beliefs Court: imposed 2-year suspension with second year stayed on conditions, OLAP, monitored probation, restitution, and reinstatement petition

Key Cases Cited

  • Disciplinary Counsel v. Heiland, 116 Ohio St.3d 521, 2008-Ohio-91, 880 N.E.2d 467 (deference to panel credibility unless record heavily weighs otherwise)
  • Cincinnati Bar Assn. v. Statzer, 101 Ohio St.3d 14, 2003-Ohio-6649, 800 N.E.2d 1117 (same standard of review for credibility in disciplinary cases)
  • Cuyahoga Cty. Bar Assn. v. Hardiman, 100 Ohio St.3d 260, 2003-Ohio-5596, 798 N.E.2d 369 (attorney-client relationship may be implied by conduct and reasonable expectations)
  • Lorain Cty. Bar Assn. v. Zubaidah, 140 Ohio St.3d 495, 2014-Ohio-4060, 20 N.E.3d 687 (distinguishing nonlegal advice vs. conduct that constitutes practice of law)
  • Midland Steel Prods. Co. v. Internatl. Union, 61 Ohio St.3d 121, 573 N.E.2d 98 (limitations on binding nonparties by court orders require actual notice)
  • State ex rel. Beil v. Dota, 168 Ohio St. 315, 154 N.E.2d 634 (orders of a court with jurisdiction must be obeyed until set aside)
  • Ohio Pyro, Inc. v. Ohio Dept. of Commerce, 115 Ohio St.3d 375, 2007-Ohio-5024, 875 N.E.2d 550 (collateral attack principles on judgments/orders)
  • Akron Bar Assn. v. Markovich, 117 Ohio St.3d 313, 2008-Ohio-862, 883 N.E.2d 1046 (suspension precedent for misconduct involving CPO violations and other offenses)
  • Stark Cty. Bar Assn. v. Osborne, 62 Ohio St.3d 77, 578 N.E.2d 455 (one-year suspension for assisting client in deliberate violation of court order)
Read the full case

Case Details

Case Name: Cincinnati Bar Association v. Hauck
Court Name: Ohio Supreme Court
Date Published: Nov 22, 2016
Citation: 148 Ohio St. 3d 203
Docket Number: 2016-0260
Court Abbreviation: Ohio