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Chavez v. United States
3:07-cv-00515
W.D.N.C.
Jan 25, 2011
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Background

  • Indictment charged conspiracy to possess with intent to distribute five kilograms or more of cocaine (Count One) and use or carry a firearm during/relating to a drug crime (Count Two); later a superseding indictment added illegal alien firearm possession (Count Four).
  • Petitioner pled guilty to Counts One and Two on the trial date without a plea agreement; Rule 11 colloquy informed him of mandatory minimums (10-year for Count One and 5-year consecutive for Count Two).
  • Sentencing hearing on August 1, 2006 imposed 120-month minimum on Count One and 60-month minimum on Count Two; judgment entered and direct appeal upheld the court’s compliance with Rule 11 and lack of authority to impose a variance.
  • PetitionerFiled a 28 U.S.C. §2255 motion asserting ineffective assistance of counsel (failure to advise about consecutive sentences and failure to negotiate a plea), and claimed the court had authority for a variance and a lack of factual basis.
  • Court applies Strickland standard; finds no prejudice from alleged counsel failures; Rule 11 colloquy and prior findings negate prejudice; mandate rule bars reconsideration of variance; factual basis found at sentencing.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Consecutive sentences prejudice Soto-Chavez claim: counsel failed to warn about consecutive terms. Government/Defense: Rule 11 hearing clarified consecutive minimums; no prejudice shown. No prejudice; Rule 11 colloquy supports knowing plea; no relief.
Plea agreement necessity Counsel failed to negotiate a written plea. No constitutional right to a plea; no likelihood of a more lenient sentence. No relief; lack of entitlement to plea negotiations.
Authority for variance sentence Court had authority to impose a variance sentence requested. Fourth Circuit rejected on direct appeal; mandate precludes §2255 reconsideration. Denied; mandate precludes relief on this issue.
Factual basis at Rule 11 Factual basis not found at Rule 11 hearing. Factual basis found at sentencing; Rule 11 compliance affirmed. Not entitled to relief; factual basis established.

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (prejudice and performance prongs for ineffective assistance)
  • Fields v. Attorney Gen. of State of Md., 956 F.2d 1290 (4th Cir. 1992) (burden on movant to prove prejudice; presumption of reasonableness)
  • Foster, 68 F.3d 86 (4th Cir. 1995) ( Rule 11 plea-informed of consecutive terms; prejudice eradicated)
  • Martinez, 277 F.3d 517 (4th Cir. 2002) (deferral of factual basis finding until sentencing)
  • Bell, 5 F.3d 64 (4th Cir. 1993) (mandate rule; cannot reconsider issues decided on appeal)
  • Boeckenhaupt v. United States, 537 F.2d 1182 (4th Cir. 1976) (mandate rule; §2255 limitations on recasting issues)
  • Hill v. Lockhart, 474 U.S. 52 (U.S. 1985) (ineffective-assistance standard for guilty pleas)
  • Weatherford v. Bursey, 429 U.S. 545 (U.S. 1977) (no plea right to a tentative agreement; negotiations not required)
  • Sexton v. French, 163 F.3d 874 (4th Cir. 1998) (prejudice standard for sentencing claims under Strickland)
Read the full case

Case Details

Case Name: Chavez v. United States
Court Name: District Court, W.D. North Carolina
Date Published: Jan 25, 2011
Docket Number: 3:07-cv-00515
Court Abbreviation: W.D.N.C.