Chaunte Ott v. City of Milwaukee
682 F.3d 552
7th Cir.2012Background
- Ott, exonerated of a 1995 murder, sues Milwaukee police and city for civil rights violations under 42 U.S.C. §1983.
- Ott served subpoenas on Wisconsin Crime Laboratory and Wisconsin Department of Corrections to obtain DNA-related documents.
- State agencies moved to quash; district court denied; agencies appealed under collateral-order doctrine.
- Ott argues Mohawk Industries v. Carpenter forecloses collateral-order review for nonparties and privileged-material concerns.
- The district court allowed briefing on exceptions to waiver; the court ordered production; agencies appealed.
- Court ultimately dismisses for lack of jurisdiction, finding Mohawk controls and merits lack.
- The opinion discusses whether Rule 45 subpoenas may be served by certified mail, and whether states can be treated as “persons” under Rule 45 in this context.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether collateral-order review is available for a nonparty subpoena order post-Mohawk. | Ott. Mohawk overruns existing nonparty appeal rule. | State agencies contend collateral-order review remains available. | No collateral-order jurisdiction; Mohawk bars it. |
| Whether state agencies are “persons” under Rule 45 for subpoenas. | Yousuf-style reasoning extends to state agencies. | States qualify as persons under Rule 45. | States qualify as persons under Rule 45. |
| Whether service by certified mail satisfies Rule 45(b)(1). | Certified-mail service is permissible via agent of the Postal Service. | Rule 45 requires usable service; no explicit ban on certified mail. | Certified mail compliance is acceptable under Rule 45. |
| Whether the state agencies preserved substantive objections given waiver. | Reservation preserved substantive objections. | Objections were not timely or adequately specified. | Waiver adequate; substantive objections not preserved. |
| If jurisdiction existed, would the merits support the subpoena denial? | Privilege and other protections merit protection. | No error in ordering compliance given lack of procedural issues. | Even if jurisdiction existed, merits meager; order would stand. |
Key Cases Cited
- Mohawk Industries, Inc. v. Carpenter, 130 S. Ct. 599 (2009) (collateral-order review narrowed; waives broad access to privilege issues)
- Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541 (1949) (collateral-order doctrine foundations; finality concept)
- Digital Equipment Corp. v. Desktop Direct, Inc., 511 U.S. 863 (1994) (narrow, selective collateral orders; need for finality)
- Firestone Tire & Rubber Co. v. Risjord, 449 U.S. 368 (1981) (efficient administration concerns in collateral orders)
- Will v. Hallock, 546 U.S. 345 (2006) (limits of collateral-order jurisdiction)
- Shillitani v. United States, 384 U.S. 364 (1966) (courts’ power to enforce orders via contempt)
- Tillman v. City of Milwaukee, 715 F.2d 354 (1983) (state agency as a ‘person’ under Rule 19(a))
- Illinois v. Illinois, 454 F.2d 297 (1966) (state treated as ‘person’ under Rule 14; legislative environment concept)
- Sims v. United States, 359 U.S. 108 (1959) (government entity’s status as ‘person’ depends on rule environment)
- Yousuf v. Samantar, 451 F.3d 248 (2006) (federal agency as ‘person’ under Rule 45; relevance to states)
- U.S. v. Lloyd, 71 F.3d 1256 (1995) (standard of review for Rule 45 objections)
