Charolette Payne v. Novartis Pharm. Corp.
767 F.3d 526
6th Cir.2014Background
- Charolette Payne received Novartis’s bisphosphonate drugs Aredia (1999) and Zometa (2001) for metastatic breast cancer; she later developed osteonecrosis of the jaw (ONJ) and underwent partial jaw resection in 2009.
- Payne sued Novartis for failure to warn that Aredia/Zometa could cause ONJ; consolidated in MDL and remanded to district court, which granted summary judgment for Novartis on proximate-cause grounds.
- Dr. Darrell Johnson (Payne’s oncologist) testified he was unaware of the ONJ risk when prescribing but now warns patients of ONJ and recommends pre-treatment dental exams.
- Payne submitted an affidavit stating she would not have taken the drugs if she had been warned of ONJ.
- The district court characterized Payne’s affidavit as speculative and concluded Novartis’s failure to warn was not a proximate cause under Tennessee’s learned intermediary doctrine.
- The Sixth Circuit reversed, holding that Payne’s and her doctor’s testimony create genuine issues of fact for a jury on causation.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Novartis’s failure to warn was a proximate cause of Payne’s ONJ | Novant(is) would have warned Dr. Johnson; Dr. Johnson would have warned Payne; Payne would have refused the drugs and avoided ONJ | District court: Payne’s affidavit that she would have refused is speculative; no causal link proven | Reversed — jury question: combined affidavit and doctor testimony can establish causal link under Tennessee law |
| Proper application of the learned intermediary doctrine in causation analysis | Plaintiff: doctrine does not bar patient testimony that she would have refused treatment upon adequate warning | Novartis: doctrine shifts causation inquiry to physician actions; plaintiff’s counterfactual choice is insufficient | Court: Tennessee allows patient testimony on what she would have done; doctrine does not foreclose submission to jury |
Key Cases Cited
- Haynes v. Hamilton Cnty., 883 S.W.2d 606 (Tenn. 1994) (causation is ordinarily a jury question unless facts make outcome clear)
- Hale v. Ostrow, 166 S.W.3d 713 (Tenn. 2005) (plaintiff must show defendant’s omission was a substantial factor in causing harm)
- Pittman v. Upjohn Co., 890 S.W.2d 425 (Tenn. 1994) (drug manufacturers’ duty to warn; context for learned intermediary doctrine)
- Ashe v. Radiation Oncology Assocs., 9 S.W.3d 119 (Tenn. 1999) (patient’s testimony about what she would have done upon full disclosure is admissible on causation)
- Anderson v. Liberty Lobby, Inc., 477 U.S. 242 (U.S. 1986) (summary judgment standard; credibility and inference issues for jury)
- Celotex Corp. v. Catrett, 477 U.S. 317 (U.S. 1986) (movant’s burden on summary judgment)
