998 F.3d 1061
9th Cir.2021Background
- In 2008 the Center for Biological Diversity petitioned to list the Pacific walrus under the ESA; in 2011 the Fish and Wildlife Service (FWS) issued a 45-page finding that listing was warranted but precluded, identifying sea-ice loss, subsistence hunting, and inadequate regulation as population-level threats through 2100.
- A settlement required FWS to complete a final rule or a not‑warranted finding by September 2017; FWS prepared a May 2017 Species Status Assessment (SSA) that summarized new data, noted uncertainty (especially regarding long‑term behavioral adaptation), and stated it was not a decision document.
- In October 2017 FWS issued a terse 3‑page decision reversing its 2011 conclusion and finding the walrus did not qualify for listing, stating projections beyond 2060 were speculative and incorporating the SSA by reference.
- The Center sued under the APA and ESA, arguing FWS failed to provide a reasoned explanation for its change in position; the district court granted summary judgment to FWS and the Center appealed.
- The Ninth Circuit reviewed de novo under the arbitrary-and-capricious standard and applied controlling precedent that an agency changing course must acknowledge the change and give a reasoned explanation, especially when abandoning prior factual findings.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did FWS adequately explain its change from the 2011 warranted‑but‑precluded finding to the 2017 not‑warranted finding? | FWS failed to explain why the specific factual findings in 2011 no longer apply. | The SSA and new data support the change; the 2017 Decision incorporated the SSA. | Reversed: explanation was inadequate; FWS must supply a reasoned decision explaining the change. |
| Is review limited to the four corners of the 3‑page 2017 Decision, or may the court consider incorporated materials/record? | Review should focus on the decision text alone. | The court may examine documents the decision incorporates by reference. | Court may consider incorporated materials, but must evaluate the reasons actually articulated in the decision (not post‑hoc briefing). |
| Does incorporation of the SSA cure the brevity of the 2017 Decision? | No — the SSA is an informational, non‑decision document that reflects uncertainty and does not explain why 2011 findings were abandoned. | The SSA re‑examined stressors and provides the scientific basis for reversal. | Incorporation was insufficient because the SSA did not provide the agency's reasoned explanation in the decision document. |
| Was FWS’s change to a shorter "foreseeable future" window (2060 v. 2100) adequately justified? | FWS did not explain why it now treats projections beyond 2060 as speculative when it relied on projections through 2100 in 2011. | New uncertainty and observed/adaptive behavior justify using a shorter window. | Rejected: FWS did not explain why it selected 2060 or why the prior longer horizon was no longer reliable. |
Key Cases Cited
- Tenn. Valley Auth. v. Hill, 437 U.S. 153 (1978) (describing the ESA's protective purpose)
- FCC v. Fox Television Stations, Inc., 556 U.S. 502 (2009) (requirements for reasoned explanation when an agency changes policy)
- Motor Vehicle Mfrs. Ass'n v. State Farm, 463 U.S. 29 (1983) (court may not supply an agency's missing reasons)
- Organized Vill. of Kake v. U.S. Dep't of Agric., 795 F.3d 956 (9th Cir. 2015) (applying Fox framework to agency position changes)
- Ctr. for Biological Diversity v. Zinke, 900 F.3d 1053 (9th Cir. 2018) (agency must articulate its reasoning in the decision document for ESA listing changes)
- Alaska Oil & Gas Ass'n v. Pritzker, 840 F.3d 671 (9th Cir. 2016) (agency must connect relevant factors; projections can have value in ESA listings)
- Alaska Oil & Gas Ass'n v. Jewell, 815 F.3d 544 (9th Cir. 2016) (agency may reference other publicly available documents but must adequately explain its path)
- Japanese Vill., LLC v. Fed. Transit Admin., 843 F.3d 445 (9th Cir. 2016) (review is narrow but "searching and careful")
- Greater Yellowstone Coal., Inc. v. Servheen, 665 F.3d 1015 (9th Cir. 2011) (agency must "connect the dots" in its rulemaking)
