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423 S.W.3d 214
Ky.
2014
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Background

  • Appellant, Kyrus Lee Cawl, pleaded to eleven counts of first-degree robbery by Alford plea and was sentenced to 21 years.
  • In 2008, Cawl filed a pro se RCr 11.42 motion asserting trial counsel misadvised parole eligibility.
  • Trial court denied relief in 2009 without findings of fact addressing the parole misadvice.
  • A renewed motion in 2010 was denied in a written order indicating no evidentiary hearing was necessary; the order disposed of all claims.
  • Court of Appeals held that Cawl waived appellate review of the parole issue by not requesting additional findings under RCr 11.42(6).
  • Kentucky Supreme Court reversed, holding no waiver occurred unless appealing a final order on an essential-finding issue and remanded for merits review.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether RCr 11.42(6) requires a movant to request findings to preserve appeal. Cawl; no such requirement for appeal preservation. Court of Appeals; failure to request findings bars review. No waiver unless appealing essential-finding issue; remand for review.
Whether the failure to hold an evidentiary hearing preserves error on appeal. Evidentiary hearing requested implicitly via allegation; preserved for appeal. No automatic preservation; depends on findings under 11.42(5) and 11.42(6). Not waived; remand for merits review of parole misadvice claim.

Key Cases Cited

  • Stanford v. Commonwealth, 854 S.W.2d 742 (Ky.1998) (links 11.42(5) and (6): hearing required if issues cannot be determined on face of record)
  • Brewster v. Commonwealth, 723 S.W.2d 863 (Ky.App.1986) (no evidentiary hearing required when record refutes error)
  • North Carolina v. Alford, 400 U.S. 25 (U.S. Supreme Court 1970) (parole eligibility considerations and plea considerations referenced)
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Case Details

Case Name: Cawl v. Commonwealth
Court Name: Kentucky Supreme Court
Date Published: Feb 20, 2014
Citations: 423 S.W.3d 214; 2014 WL 683704; 2014 Ky. LEXIS 4; No. 2012-SC-000279-DG
Docket Number: No. 2012-SC-000279-DG
Court Abbreviation: Ky.
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    Cawl v. Commonwealth, 423 S.W.3d 214