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Caves v. Secretary of Department of Health & Human Services
100 Fed. Cl. 119
Fed. Cl.
2011
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Background

  • Petitioner received influenza vaccine on Nov 18, 2005; within weeks developed transverse myelitis (TM).
  • Initial hospitalization showed no acute intracranial pathology; MRI later indicated conus edema without clear etiology.
  • Shands and Raulerson Hospital treated TM; MRI/CT and steroid therapy followed; inferior vena cava filter placed due to immobility.
  • Treating physicians documented temporal association with vaccination but did not conclusively diagnose vaccine-caused TM.
  • Petitioner filed Vaccine Act petition (2007); special master denied compensation after Althen prongs analysis.
  • Court denies review and sustains the special master’s decision, holding proof failed on prongs one and two of Althen.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Daubert analysis was misapplied Caves claims Daubert used too rigidly Daubert factors appropriately gauge reliability Daubert framework used properly as a reliability tool
Weight afforded to treating physicians’ statements Treating doctors supported causation Statements show only temporal association Special master did not err in giving little weight to those statements
Elimination of alternative causes as circumstantial evidence Elimination supports causation Elimination alone insufficient Not sufficient to prove causation under Althen prong two
Temporal relationship as evidence for Althen prongs Temporal proximity supports causation Temporal relation alone is insufficient Temporal relation alone insufficient for prongs one and two

Key Cases Cited

  • Althen v. Sec'y of Health & Human Servs., 418 F.3d 1274 (Fed. Cir. 2005) (establishes three-prong causation framework for off-Table claims)
  • Cedillo v. Sec'y of Health & Human Servs., 617 F.3d 1328 (Fed. Cir. 2010) (Daubert analysis may be used to assess expert reliability in Vaccine Act cases)
  • Moberly v. Sec’y of Health & Human Servs., 592 F.3d 1315 (Fed. Cir. 2010) (proximate temporal relationship alone insufficient for causation)
  • Capizzano v. Sec'y of Health & Human Servs., 440 F.3d 1317 (Fed. Cir. 2006) (epidemiology not mandatory; triad of Althen prongs)
  • Grant v. Sec'y of the Dep’t of Health & Human Servs., 956 F.2d 1144 (Fed. Cir. 1992) (causation proof requires substantial evidence beyond temporal link)
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Case Details

Case Name: Caves v. Secretary of Department of Health & Human Services
Court Name: United States Court of Federal Claims
Date Published: Jun 24, 2011
Citation: 100 Fed. Cl. 119
Docket Number: No. 07-443 V
Court Abbreviation: Fed. Cl.