Castellar Partners v. AMP Limited
291 Neb. 163
| Neb. | 2015Background
- Castellar Partners LLC was retained in 2009 to review and assist with an AMP-managed hedge fund; it alleges AMP and related entities promised a global business partnership and performance fees but later terminated the relationship.
- Castellar and AMP Capital Investors Limited (AMPCI) executed a December 2009 Advisory Agreement providing advisory services for set fees; the Agreement named New South Wales law in the "Details" and included language about jurisdiction and waiver of forum objections.
- Castellar sued on 11 causes of action after termination in 2010, including breach of the Advisory Agreement for failure to give proper termination notice (claimed damages $250,000).
- AMP parties moved to dismiss the breach claim based on the Agreement's forum-selection clause; the district court dismissed that single claim as governed by New South Wales law and not litigable in Nebraska.
- The district court certified the dismissal as a final judgment under Neb. Rev. Stat. § 25-1315(1) without making specific findings; Castellar appealed and the Nebraska Supreme Court transferred the appeal to its docket.
- The Supreme Court held the § 25-1315(1) certification was improper because the claims are interrelated, all parties remain in the case, and the court made no specific findings showing an "unusual case" justifying piecemeal appeal; it vacated the certification and dismissed the appeal for lack of jurisdiction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the Advisory Agreement contains an enforceable forum-selection clause requiring disputes in New South Wales | The Agreement does not specify an exclusive forum; Details name governing law but not jurisdiction; clause ambiguous | The Agreement’s forum/jurisdiction waiver and Details selecting New South Wales law show disputes must be litigated in New South Wales | Not decided on the merits — appellate court declined to reach this issue due to lack of jurisdiction after improper § 25-1315(1) certification |
| Whether the forum-selection clause is ambiguous such that parties’ intent must be considered | Claimed ambiguity in clause and Details; extrinsic intent should control | Clause is reasonably interpreted as requiring New South Wales forum and law | Not decided on the merits (jurisdictional dismissal) |
| Whether the clause is permissive rather than mandatory | Clause is permissive, so Nebraska forum may be allowed | Clause is mandatory/exclusive for New South Wales | Not decided on the merits (jurisdictional dismissal) |
| Whether the district court properly certified the dismissal under Neb. Rev. Stat. § 25-1315(1) for immediate appeal | Certification appropriate because breach claim required foreign litigation and delay would cause hardship and duplicative proceedings | Certification improper because claims are overlapping, same parties remain, and no specific findings were made | Court held certification was an abuse of discretion (no specific findings; interrelated claims weigh against piecemeal appeal); vacated certification and dismissed appeal for lack of jurisdiction |
Key Cases Cited
- Cerny v. Todco Barricade Co., 273 Neb. 800, 733 N.W.2d 877 (2007) (explains § 25-1315(1) purpose and lists factors for certification)
- Despain v. Despain, 290 Neb. 32, 858 N.W.2d 566 (2015) (appellate duty to determine jurisdiction before addressing merits)
- Spiegel v. Trustees of Tufts College, 843 F.2d 38 (1st Cir. 1988) (discusses "pressing, exceptional need" standard for immediate appeal)
- Long v. Wickett, 50 Mass. App. Ct. 380, 737 N.E.2d 885 (2000) (supports avoiding fragmentation when claims overlap)
- Murphy v. Brown, 15 Neb. App. 914, 738 N.W.2d 466 (2007) (addresses finality of individual claim disposition)
- Halac v. Girton, 17 Neb. App. 505, 766 N.W.2d 418 (2009) (reinforces disfavouring piecemeal appeals)
