3 F.4th 996
8th Cir.2021Background
- Rosemarie Ismail underwent a liver biopsy at the VA hospital and died the next day from a post-biopsy hepatic hematoma.
- Susan Mullen was appointed personal representative (executor/administrator) of Ismail’s estate; within two years she submitted an administrative wrongful-death claim (Standard Form 95) to the VA seeking $2.5 million.
- The VA denied Mullen’s administrative claim.
- Cassondra King, an heir, filed an FTCA wrongful-death suit in federal court and moved to have Mullen appointed plaintiff ad litem to prosecute the claim for King.
- The United States moved to dismiss for lack of subject-matter jurisdiction, arguing King had not personally exhausted her administrative remedies because Mullen, as personal representative, lacked state-law authority to present a wrongful-death claim on King’s behalf.
- The district court dismissed; the Eighth Circuit reversed, holding Mullen’s presentation as personal representative satisfied the FTCA presentment requirement under DOJ regulations.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether King’s FTCA claim was administratively exhausted when Mullen (personal representative) filed the SF-95 for wrongful death | Mullen’s SF-95, filed as personal representative, satisfied presentment for King’s claim | Because Mullen lacked Missouri-law authority to sue for beneficiaries, she could not present King’s claim and thus exhaustion failed | Reversed: Mullen’s presentation as executor/administrator satisfied the FTCA presentment requirement; jurisdiction exists |
| Interpretation of 28 C.F.R. §14.3(c): does the phrase “legally entitled to assert such a claim in accordance with applicable State law” limit executors/administrators or only “other person” | Read §14.3(c) to allow an executor/administrator to present a death claim regardless of whether state law authorizes that representative to sue | Read §14.3(c) to require anyone who presents a death claim (including an executor/administrator) be legally entitled under state law to assert it | Applied the last-antecedent rule: the limiting clause modifies only “other person,” so executors/administrators may present death claims under the regulation regardless of state-law capacity to sue |
Key Cases Cited
- McNeil v. United States, 508 U.S. 106 (holding FTCA administrative presentment is a jurisdictional prerequisite)
- Pleasant v. U.S. ex rel. Overton Brooks Veterans Admin. Hosp., 764 F.3d 445 (5th Cir. 2014) (executor/administrator may file FTCA death notice even if not authorized under state law to sue)
- Barnhart v. Thomas, 540 U.S. 20 (principle of the last-antecedent rule in statutory interpretation)
- Rollo-Carlson ex rel. Flackus-Carlson v. United States, 971 F.3d 768 (FTCA presentment is jurisdictional; courts must apply exhaustion requirement)
- Molzof ex rel. Molzof v. United States, 502 U.S. 301 (FTCA liability is generally determined by reference to state law)
- Sullivan v. Carlisle, 851 S.W.2d 510 (Mo. banc 1993) (Missouri wrongful-death cause of action vests in survivors, not the estate’s personal representative)
- Mader v. United States, 654 F.3d 794 (discussing agency settlement authority and the importance of presentment/exhaustion)
