Cassandra Ballard-Carter v. Vanguard Group Inc
703 F. App'x 149
| 3rd Cir. | 2017Background
- Plaintiff Cassandra Ballard-Carter, who has hearing difficulty (and asserted dyslexia), worked for Vanguard as a Client Relationship Administrator and reported to supervisor Steve Bakey.
- From 2011–2014 she experienced repeated critical remarks from Bakey about her work; some comments referenced her hearing (e.g., “I forgot you were deaf,” “you’re supposed to be talking loudly at your desk,” use of quotes around “heard” in email).
- She was removed from a client account in 2013 after client complaints about her written communication; she alleges escalation of hostility and took medical leave in April 2014 and did not return.
- In September 2015 she sued Vanguard under the ADA and PHRA for disability discrimination, retaliation, hostile work environment, and failure to accommodate; she later withdrew several claims and conceded dyslexia was not a disability for purposes of the case.
- The district court granted summary judgment to Vanguard on the remaining hostile work environment and failure-to-accommodate claims; Ballard-Carter appealed only the hostile work environment ruling.
- The Third Circuit affirmed, holding the challenged remarks were not sufficiently severe or pervasive to constitute an ADA hostile work environment.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Ballard-Carter was subjected to a hostile work environment under the ADA based on her hearing impairment | Bakey’s repeated derogatory comments and criticism about her communication and hearing created an abusive environment altering employment conditions | The comments were isolated, not motivated by disability-based animus, and not severe or pervasive enough to be actionable | Affirmed: remarks (four conceded comments) were neither severe nor pervasive to meet ADA hostile-work-environment standard |
| Whether the district court erred by limiting the claim to four comments | Ballard-Carter urged the court to consider additional incidents from 2012–2013 as part of the hostile environment | Vanguard argued plaintiff conceded reliance on four comments at the summary-judgment hearing, so the court properly limited the claim | Affirmed: plaintiff conceded reliance on the four comments; even considering other incidents, comments did not show discriminatory animus or meet the severe/pervasive standard |
| Whether plaintiff preserved alternative theories (perceived dyslexia or accommodation requests) for appeal | Plaintiff argued hostile environment based on perceived dyslexia and accommodation requests | Vanguard argued these theories were not raised below and thus forfeited | Affirmed: alternative theories were forfeited and not considered on appeal |
Key Cases Cited
- Rinehimer v. Cemcolift, Inc., 292 F.3d 375 (3d Cir. 2002) (standard of review for summary judgment)
- Walton v. Mental Health Ass’n, 168 F.3d 661 (3d Cir. 1999) (elements and severe-or-pervasive standard for ADA hostile-work-environment claims)
- Faragher v. City of Boca Raton, 524 U.S. 775 (1998) (hostile work environment standard in employment law)
- Harris v. Forklift Sys., Inc., 510 U.S. 17 (1993) (factors for evaluating severity or pervasiveness of harassment)
- Celotex Corp. v. Catrett, 477 U.S. 317 (1986) (summary judgment burden-shifting principles)
