Carter v. Secretary of Health and Human Services
132 Fed. Cl. 372
| Fed. Cl. | 2017Background
- Infant Z.J.C. received DTaP and pneumococcal vaccines on July 1, 2014, and died July 4, 2014; death attributed by medical records to acute bronchopneumonia/anoxia.
- Petitioner (mother) filed a Vaccine Act petition alleging the vaccines caused the fatal respiratory infection; case was voluntarily dismissed for lack of an expert report after petitioner failed to secure an expert.
- After dismissal, petitioner sought $21,014.36 in attorneys’ fees and costs under 42 U.S.C. § 300aa-15(e)(1); respondent opposed.
- Special master denied fees, finding the petition lacked an objective "reasonable basis"—medical records did not link vaccines to death, no expert opinion supported causation, no statute-of-limitations urgency, and counsel lacked diligence.
- Court reviewed the special master’s decision and sustained it, concluding the reasonable-basis standard was correctly applied and, even if the special master misstated that an expert was required pre-filing, any error was harmless given the record.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether petitioner is entitled to fees under § 300aa‑15(e) because petition had a "reasonable basis" | Carter argued the petition had a reasonable basis based on temporal proximity and analogous prior cases, so fees should be awarded despite dismissal | Gov't argued the petition lacked objective evidentiary support (no treating or retained expert linking vaccines to death), so no reasonable basis and no fee award | Court held petition lacked reasonable basis; special master did not abuse discretion and fee denial was sustained |
| Whether an expert report was required before filing to show reasonable basis | Carter argued the Act does not mandate pre‑filing expert reports and that requiring one is error | Gov't maintained substantial evidence was needed to show reasonable basis and that counsel should have secured an expert given records | Court agreed the Act does not strictly require a pre‑filing expert, but any claim that the special master imposed such a requirement was harmless error given lack of supporting evidence |
Key Cases Cited
- Andreu ex rel. Andreu v. Sec’y of Health & Human Servs., 569 F.3d 1367 (Fed. Cir.) (standard of review for special master legal and factual findings)
- Broekelschen v. Sec’y of Health & Human Servs., 618 F.3d 1339 (Fed. Cir.) (deference to special master factual findings)
- Doe v. Sec’y of Health & Human Servs., 601 F.3d 1349 (Fed. Cir.) (substantial‑evidence standard for credibility/evidentiary findings)
- Chuisano v. Sec’y of Health & Human Servs., 116 Fed. Cl. 276 (Fed. Cl.) (discussing reasonable‑basis standard and evidentiary requirements)
- Perriera v. Sec’y of Health & Human Servs., 33 F.3d 1375 (Fed. Cir.) (expert report alone does not automatically satisfy reasonable basis)
