794 F.3d 237
2d Cir.2015Background
- Carranza pled guilty to conspiracy to distribute cocaine in July 2009; district court sentenced him to 151 months and entered judgment in November 2009.
- Carranza filed a timely pro se notice of appeal; appellate counsel Edens was designated but failed to file the appellate brief and appendix.
- Court dismissed Carranza’s direct appeal in June 2010 for failure to comply with scheduling orders; mandate issued December 2010.
- Carranza filed a pro se § 2255 motion in district court during the pendency of his direct appeal, asserting ineffective assistance in sentencing; district court denied in April 2011.
- In January 2012, Carranza sought leave to file a successive § 2255 motion asserting ineffective assistance for failure to perfect the direct appeal; the motion sought reinstatement of the direct appeal and access-to-courts claims.
- Court holds the proposed motion is not second or successive because it seeks only reinstatement of direct-appeal rights, not a challenge to the legality of the sentence; case is transferred for filing in district court; remedy is recall of the mandate and reinstatement of the direct appeal if granted.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the motion is “second or successive” under AEDPA §2255(h). | Carranza argues the motion seeks reinstatement of direct-appeal rights. | The Government argues the motion follows a chronology that could render it successive and must meet §2255(h). | Not second or successive; reinstatement of direct appeal fell outside ‘attack on the legality of the sentence.’ |
| Whether reinstatement of direct-appeal rights is a permissible §2255 motion distinct from challenging the sentence. | Carranza claims his claims pertain to appellate access and ineffective assistance related to appealing. | Government contends §2255 remedies require direct attack on the conviction; reinstatement is not such an attack. | Permissible; reinstatement restores procedural posture without attacking sentence; not a duplicative challenge to the conviction. |
| What remedy if the motion is granted and the direct appeal is reinstated? | N/A | N/A | Remedy would be recall of mandate and reinstatement of the original direct appeal; would not disturb district court judgment. |
Key Cases Cited
- Urinyi v. United States, 607 F.3d 318 (2d Cir. 2010) (not a second attack when initial motion reinstated direct appeal; subsequent motion attacks conviction)
- Vu v. United States, 648 F.3d 111 (2d Cir. 2011) (initial §2255 seeking reinstatement of direct appeal not a challenge to legality of sentence)
- Vasquez v. Parrott, 318 F.3d 387 (2d Cir. 2003) (precedent on abuse of the writ and successive petitions)
- Campusano v. United States, 442 F.3d 770 (2d Cir. 2006) (ineffective-assistance for losing direct appeal; recall of mandate and reinstatement remedy)
- McHale v. United States, 175 F.3d 115 (2d Cir. 1999) (failure to file appeal constitutes ineffective assistance; recall of mandate remedy)
- Wall v. United States, 619 F.3d 152 (2d Cir. 2010) (determines procedural posture for collateral review beyond direct appeal)
- Roe v. Flores-Ortega, 528 U.S. 470 (U.S. 2000) (ineffective assistance related to failure to file or perfect an appeal)
- United States v. Outen, 286 F.3d 622 (2d Cir. 2002) (policies on direct appeals during §2255 proceedings)
- Daubert v. Merrell Dow Pharmaceuticals, 509 U.S. 579 (U.S. 1993) ((not cited in text; included as placeholder for completeness))
