Carbajal v. Swan
665 F. App'x 652
| 10th Cir. | 2016Background
- Dean Carbajal, a Colorado state prisoner, sued under 42 U.S.C. § 1983 claiming excessive force and related constitutional violations after a 2010 arrest and hospital treatment. Most claims were dismissed; three excessive-force claims proceeded to trial.
- Jury verdicts in favor of the defendants were returned on August 18, 2015; judgment entered August 20, 2015.
- The deadline to file a notice of appeal was September 21, 2015 (30 days after judgment, extended to the next business day because Sept. 19 fell on a Saturday).
- Carbajal deposited his notice in the facility’s regular mail on September 18, 2015; it was docketed as filed on September 24, 2015.
- AVCF (the prison) had a legal-mail system; Rule 4(c)(1) (prison mailbox rule) requires use of that system to obtain the date-of-deposit benefit when one exists. Carbajal did not use the legal-mail system and did not present adequate proof the system was unavailable.
- District court fees notation was vacated by the panel’s order, and Carbajal’s appeal was dismissed for lack of jurisdiction because his notice of appeal was untimely.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Carbajal's notice of appeal was timely under the prison mailbox rule | Carbajal says he deposited the notice in prison regular mail on Sept. 18 and that the legal-mail system was effectively unavailable that day (guards denied access; materials arrived after mailroom closed) | Defendants show AVCF had an adequate legal-mail system available that day, other inmates used it, no lockdown occurred, and Carbajal did not use the legal-mail system | Notice was untimely; Carbajal failed to prove legal-mail system was unavailable, so mailbox rule did not apply; appeal dismissed for lack of jurisdiction |
Key Cases Cited
- Price v. Philpot, 420 F.3d 1158 (10th Cir. 2005) (interpreting Rule 4(c)(1) and requiring use of legal-mail system when available)
- Parker v. Board of Public Utilities, 77 F.3d 1289 (10th Cir. 1996) (timely filing of notice of appeal is jurisdictional)
