Buck v. Kentucky Horse Racing Commission
2:13-cv-00342
D. UtahMar 3, 2014Background
- Buck, proceeding pro se, sues the Kentucky Horse Racing Commission (KHRC) and related officials for claims arising from Kentucky regulations on bitless bridles used in horse racing.
- Buck alleges regulatory actions in Kentucky—regarding bitless/war bridles—harmed his ability to market and sell his product.
- Plaintiff asserts due process, Kentucky Consumer Protection Act, and common law claims (misrepresentation, interference with prospective economic advantage).
- Buck seeks damages and declaratory or injunctive relief, arguing failure to hold hearings and inadequate responses to regulatory changes.
- Defendants move to dismiss under Rule 12(b)(1), 12(b)(2), and 12(b)(6); Buck moves to strike, amend (Sherman Act), obtain a preliminary injunction, and seek summary judgment.
- The court, noting pro se status, prepares to decide on the motions based on written submissions without oral argument.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Subject matter jurisdiction under §1337 | Buck contends §1337 provides federal jurisdiction over his claims. | KHRC and officials argue no jurisdiction under §1337 since claims depend on state statutes. | No jurisdiction under §1337; claims dismissed. |
| Eleventh Amendment bar to official-capacity claims | Buck argues waivers via interstate commerce participation. | Defendants assert Eleventh Amendment immunity for KHRC and officials in official capacities. | Eleventh Amendment bars official-capacity claims; dismissal granted. |
| Personal jurisdiction over individuals in their individual capacities | Buck asserts personal contacts with Utah entitle a Utah court to hear the case. | Defendants contend no minimum contacts with Utah by individuals. | Lack of minimum contacts; claims against Individual Defendants in their individual capacities dismissed. |
| Rule 12(b)(6) failure to state a claim against individuals | Buck claims actionable conduct by individuals in their capacities. | Arguments fail to plead plausible factual allegations against individuals. | Plaintiff failed to state claims against individuals; 12(b)(6) dismissal granted. |
| Leave to amend to add Sherman Act claim | Buck seeks to amend to add Sherman Act claim. | Amendment would be futile; state action immunizes such claims; Parker v. Brown applied. | Leave to amend denied as futile. |
Key Cases Cited
- Parker v. Brown, 317 U.S. 341 (U.S. 1943) (state action immunity under Sherman Act)
- Seminole Tribe of Florida v. Florida, 517 U.S. 44 (U.S. 1996) (Commerce Clause cannot override Eleventh Amendment immunity)
- Regents of the Univ. of Cal. v. Doe, 519 U.S. 425 (U.S. 1997) (sovereign immunity bars suits against state agencies in federal court)
- Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89 (U.S. 1984) (Eleventh Amendment cannot be circumvented to sue states)
- Holt v. United States, 46 F.3d 1000 (10th Cir. 1995) (distance between facial and factual 12(b)(1) challenges)
- Delgado v. Gonzales, 428 F.3d 916 (10th Cir. 2005) (limited jurisdiction principles; jurisdictional burden on party asserting federal jurisdiction)
- Adams v. Int’l Bd. Of Boilermakers, 262 F.2d 835 (10th Cir. 1958) (limits on federal jurisdiction under statutes governing commerce)
- Wenz v. Memery Crystal, 55 F.3d 1503 (10th Cir. 1995) (pleading standards; reasonable inferences under Rule 12(b)(6))
- Trujillo v. Williams, 465 F.3d 1210 (10th Cir. 2006) (specific jurisdiction analysis; minimum contacts and fair play)
