927 F.3d 776
4th Cir.2019Background
- Seay was indicted in South Carolina for first-degree murder based on alleged collaboration with two co-conspirators; a cooperating witness (Startasia/Startaesia Grant) previously testified at a codefendant's trial.
- The State subpoenaed Grant to appear during the court term beginning July 25, 2016; prosecutors had prepared her to testify and met with her the weekend before trial.
- Grant failed to appear as subpoenaed; the jury was empaneled on July 26 and the State presented multiple witnesses before learning Grant would not come to testify on July 27.
- The State sought a mistrial after efforts to locate Grant (including a bench warrant and a 24-hour adjournment) failed; the state trial court granted the mistrial without on-record discussion of alternatives.
- Seay moved to dismiss on double jeopardy grounds; state courts and the federal district court denied relief; the Fourth Circuit, applying "strictest scrutiny," vacated and ordered habeas relief, holding the State failed to show manifest necessity for the mistrial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a mistrial was permitted under the Double Jeopardy Clause (manifest necessity) | Seay: Mistrial not justified because the State gambled by empaneling the jury despite knowing the key witness might not appear | State: Trial judge reasonably found surprise and manifest necessity after efforts to locate the witness failed | Court: Reverse — State failed to meet heavy burden; mistrial not manifestly necessary under strictest scrutiny |
| Whether the prosecutor proceeded to empanel the jury while aware the critical witness might be unavailable | Seay: Record shows government knew Grant had been absent and uncooperative before empanelment, so it "took a chance" | State: Subpoena and common practice allowed scheduling flexibility; prosecutors reasonably expected Grant to appear when called | Court: Finds record supports that the State allowed jeopardy to attach despite known risk of nonappearance; Downum principle applies |
| Whether the trial court adequately considered less drastic alternatives before ordering a mistrial | Seay: Court made no on-record consideration of continuance or calling other witnesses | State: Court granted bench warrant, gave 24-hour continuance, heard argument, and reasonably found no viable alternative | Court: Held record lacks consideration of alternatives (e.g., further continuance or calling remaining witnesses); under strictest scrutiny court should have examined alternatives |
Key Cases Cited
- Arizona v. Washington, 434 U.S. 497 (Sup. Ct.) (sets manifest necessity standard for mistrials and endorses deferential review except when strict scrutiny applies)
- Downum v. United States, 372 U.S. 734 (Sup. Ct.) (prosecutor who empanels jury while aware a key witness is unavailable takes a chance and may be barred from reprosecution)
- United States v. Jorn, 400 U.S. 470 (Sup. Ct.) (discusses need to consider continuance and alternatives before declaring mistrial)
- United States v. Shafer, 987 F.2d 1054 (4th Cir.) (examines manifest necessity and importance of less drastic alternatives)
- Gilliam v. Foster, 75 F.3d 881 (4th Cir.) (factors for reviewing trial judge's exercise of discretion in mistrial rulings)
- Fontanez v. O'Brien, 807 F.3d 84 (4th Cir.) (standard of review for §2241 habeas challenging pretrial detention on constitutional grounds)
- Phillips v. Court of Common Pleas, 668 F.3d 804 (6th Cir.) (addresses habeas §2241 review of double jeopardy claims)
