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927 F.3d 776
4th Cir.
2019
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Background

  • Seay was indicted in South Carolina for first-degree murder based on alleged collaboration with two co-conspirators; a cooperating witness (Startasia/Startaesia Grant) previously testified at a codefendant's trial.
  • The State subpoenaed Grant to appear during the court term beginning July 25, 2016; prosecutors had prepared her to testify and met with her the weekend before trial.
  • Grant failed to appear as subpoenaed; the jury was empaneled on July 26 and the State presented multiple witnesses before learning Grant would not come to testify on July 27.
  • The State sought a mistrial after efforts to locate Grant (including a bench warrant and a 24-hour adjournment) failed; the state trial court granted the mistrial without on-record discussion of alternatives.
  • Seay moved to dismiss on double jeopardy grounds; state courts and the federal district court denied relief; the Fourth Circuit, applying "strictest scrutiny," vacated and ordered habeas relief, holding the State failed to show manifest necessity for the mistrial.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether a mistrial was permitted under the Double Jeopardy Clause (manifest necessity) Seay: Mistrial not justified because the State gambled by empaneling the jury despite knowing the key witness might not appear State: Trial judge reasonably found surprise and manifest necessity after efforts to locate the witness failed Court: Reverse — State failed to meet heavy burden; mistrial not manifestly necessary under strictest scrutiny
Whether the prosecutor proceeded to empanel the jury while aware the critical witness might be unavailable Seay: Record shows government knew Grant had been absent and uncooperative before empanelment, so it "took a chance" State: Subpoena and common practice allowed scheduling flexibility; prosecutors reasonably expected Grant to appear when called Court: Finds record supports that the State allowed jeopardy to attach despite known risk of nonappearance; Downum principle applies
Whether the trial court adequately considered less drastic alternatives before ordering a mistrial Seay: Court made no on-record consideration of continuance or calling other witnesses State: Court granted bench warrant, gave 24-hour continuance, heard argument, and reasonably found no viable alternative Court: Held record lacks consideration of alternatives (e.g., further continuance or calling remaining witnesses); under strictest scrutiny court should have examined alternatives

Key Cases Cited

  • Arizona v. Washington, 434 U.S. 497 (Sup. Ct.) (sets manifest necessity standard for mistrials and endorses deferential review except when strict scrutiny applies)
  • Downum v. United States, 372 U.S. 734 (Sup. Ct.) (prosecutor who empanels jury while aware a key witness is unavailable takes a chance and may be barred from reprosecution)
  • United States v. Jorn, 400 U.S. 470 (Sup. Ct.) (discusses need to consider continuance and alternatives before declaring mistrial)
  • United States v. Shafer, 987 F.2d 1054 (4th Cir.) (examines manifest necessity and importance of less drastic alternatives)
  • Gilliam v. Foster, 75 F.3d 881 (4th Cir.) (factors for reviewing trial judge's exercise of discretion in mistrial rulings)
  • Fontanez v. O'Brien, 807 F.3d 84 (4th Cir.) (standard of review for §2241 habeas challenging pretrial detention on constitutional grounds)
  • Phillips v. Court of Common Pleas, 668 F.3d 804 (6th Cir.) (addresses habeas §2241 review of double jeopardy claims)
Read the full case

Case Details

Case Name: Broderick Seay, Jr. v. Al Cannon
Court Name: Court of Appeals for the Fourth Circuit
Date Published: Jun 21, 2019
Citations: 927 F.3d 776; 18-7242
Docket Number: 18-7242
Court Abbreviation: 4th Cir.
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