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Brian James Maxwell v. Iowa Department of Public Safety
903 N.W.2d 179
| Iowa | 2017
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Background

  • Brian Maxwell was convicted (nonjury) of lascivious conduct with a minor and sentenced August 18, 2015, to one year (120 days to be served, remainder suspended) plus a ten-year special sentence requiring ten years of sex-offender registration.
  • Maxwell immediately filed a direct appeal and posted an appeal bond, remaining free and not yet incarcerated or on probation.
  • DPS notified Maxwell he must register under Iowa Code chapter 692A despite his pending appeal; Maxwell registered and sought administrative and judicial review to enjoin registration during the appeal.
  • The district court (after correcting factual errors) upheld DPS’s determination that Maxwell was required to register upon conviction and release on bond; Maxwell appealed to the Iowa Supreme Court.
  • The Iowa Supreme Court retained the case under the public-interest exception and affirmed: registration is triggered upon conviction (unless reversed or set aside) and release on appeal bond qualifies as a “release from incarceration.”

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether a convicted sex offender must register during a direct appeal while free on appeal bond Maxwell: registration should be delayed during appeal because appeal can eliminate conviction; registration is a severe collateral consequence DPS: registration is automatically required on conviction to protect public; appeal bond does not nullify conviction Court: Registration required upon conviction unless conviction is reversed or set aside; release on appeal bond counts as "release from incarceration" triggering registration
Whether posting an appeal bond constitutes a "release from incarceration" under Iowa Code § 692A.103(1)(c) Maxwell: he was never incarcerated, so not "released" DPS: posting bond freed him from custody and thus is a release that triggers registration Court: Posting bond is a release from incarceration (antithesis of incarceration); triggers registration
Whether registration timing requires conviction to be "final" (exhaustion of appeals) Maxwell: registration should await finality to avoid penalizing those whose convictions are overturned DPS: statute does not require finality; only requires conviction not reversed or set aside Court: Statute does not require finality; legislature omitted stay/finality language, so registration is immediate unless reversed/set aside
Whether time on registry before incarceration shortens required registration period Maxwell: early registration would improperly extend the ten-year period DPS: registration time while free should count; incarceration tolls the period Court: Time on registry while free counts; incarceration tolls the registration period per statute

Key Cases Cited

  • SZ Enters., LLC v. Iowa Utils. Bd., 850 N.W.2d 441 (Iowa 2014) (standard of review for statutory interpretation)
  • Hawkeye Land Co. v. Iowa Utils. Bd., 847 N.W.2d 199 (Iowa 2014) (statutory interpretation principles)
  • In re A.J.M., 847 N.W.2d 601 (Iowa 2014) (construe registry statute in light of legislative purpose)
  • State v. Iowa Dist. Ct., 843 N.W.2d 76 (Iowa 2014) (registry purpose: protect public, especially children)
  • Kruse v. Iowa Dist. Ct., 712 N.W.2d 695 (Iowa 2006) (registration imposed by statute upon conviction)
  • In re S.M.M., 558 N.W.2d 405 (Iowa 1997) ("release" interpreted as antithesis of incarceration requiring registration)
  • State v. Bullock, 638 N.W.2d 728 (Iowa 2002) (administrative nature of registration and DPS authority)
  • Dykstra v. Iowa Dist. Ct., 783 N.W.2d 473 (Iowa 2010) (public-interest exception to mootness)
Read the full case

Case Details

Case Name: Brian James Maxwell v. Iowa Department of Public Safety
Court Name: Supreme Court of Iowa
Date Published: Oct 20, 2017
Citation: 903 N.W.2d 179
Docket Number: 16–1290
Court Abbreviation: Iowa