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681 F.3d 623
5th Cir.
2012
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Background

  • Register was convicted in Texas of possession/transportation of anhydrous ammonia in a faulty container; enhanced by a prior felony, yielding a 12-year sentence after a true-to-enhancement plea; he waived direct appeal and appellate rights in writing; his habeas petition was filed in the convicting court and the court failed to act within 35 days, creating unresolved-facts issues status; the Texas Court of Criminal Appeals denied relief without a written order; the district court granted relief due to missing state-court records but the court concluded the record was too deficient to review under AEDPA.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether AEDPA review is possible when the state record is incomplete. Register argues lack of record prevents review. State contends AEDPA review applies and lack of record hinders review. Vacate and remand for reconstruction.
Role of state-court record and Cullen v. Pinholster in §2254(d) review. Record reconstruction may be allowed to proceed. Review limited to the record before the state court. Court may reconstruct to the extent possible; Pinholster does not bar reconstruction.
Whether Fourth Amendment and double jeopardy claims are procedurally barred or reviewable. Claims may be reviewed despite missing transcripts. Some claims are barred or require no further review. Double jeopardy claim rejected; Stone v. Powell bar applied to Fourth Amendment claim; other claims may need more development.
Whether ineffective assistance and waiver-related claims can be evaluated with an incomplete record. IAC claims require fuller record. Waiver and record deficiencies justify limited review. Some IAC claims require development; waiver validity may foreclose appeal-based challenges.
Applicability of §2254(e)(1)/(f) where no discrete state-fact findings are present. Preservation of factual findings is needed for relief. e(f) presumptions are inapplicable without discrete findings. e(1)/(f) do not apply here due to lack of explicit findings; review may proceed with reconstruction.

Key Cases Cited

  • Cullen v. Pinholster, 131 S. Ct. 1388 (2011) (limits §2254(d) review to record before state court; permits reconstruction under certain conditions)
  • Stone v. Powell, 428 U.S. 465 (1976) (full and fair opportunity to litigate Fourth Amendment claims bars federal habeas review)
  • Harrington v. Richter, 131 S. Ct. 770 (2011) (clarifies AEDPA deferential standard and review of state-court decisions)
  • Wood v. Allen, 130 S. Ct. 841 (2010) (discusses interplay of AEDPA standards in review)
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Case Details

Case Name: Bradley Register v. Rick Thaler, Director
Court Name: Court of Appeals for the Fifth Circuit
Date Published: May 17, 2012
Citations: 681 F.3d 623; 2012 U.S. App. LEXIS 9971; 2012 WL 1739141; 10-10766
Docket Number: 10-10766
Court Abbreviation: 5th Cir.
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    Bradley Register v. Rick Thaler, Director, 681 F.3d 623