974 F.3d 101
2d Cir.2020Background
- In July–August 2013 Auburn Correctional Facility imposed a five-day, security-motivated lockdown that coincided with Ramadan; inmates were confined to cells and given generic cold meals.
- Plaintiff Amin Booker, a Nation of Islam adherent, alleged the lockdown prevented Suhoor, communal evening halal meals, ritual bathing, and group prayer required by his faith.
- After Ramadan ended, Auburn officials transferred Booker to the Special Housing Unit (SHU) for ~one month; Booker says the transfer was retaliatory for grievances he filed about the lockdown; officials cited distribution of violent strike fliers.
- Booker sued under the First Amendment Free Exercise Clause, RLUIPA (seeking injunctive/declaratory relief), and brought a retaliation claim; the district court granted summary judgment to defendants on Free Exercise and RLUIPA; Booker lost at trial on retaliation.
- On appeal the Second Circuit affirmed: granted qualified immunity to defendants on Free Exercise claims, held RLUIPA claims moot by Booker’s transfer, and found the district court properly admitted contested trial evidence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Free Exercise — lockdown restrictions during Ramadan | Booker: lockdown substantially burdened his religious observance and required accommodation (halal meals, group prayer, ritual bathing). | Defendants: lockdown served legitimate penological/security purpose; no clearly established duty to accommodate during safety-motivated lockdown. | Court: Qualified immunity; no clearly established law requiring accommodation in a facility-wide security lockdown. |
| Free Exercise — SHU denial of congregate prayer | Booker: SHU confinement deprived him of group prayer, a protected practice. | Defendants: SHU rules bar congregate services for security; no clearly established right to attend group prayer in SHU. | Court: Qualified immunity; prison and state regulations permitting ban on congregate services support defendants. |
| RLUIPA injunctive/declaratory relief | Booker: seeks relief for interference with Ramadan observance and SHU application. | Defendants: RLUIPA relief is injunctive/declaratory only; Booker has been transferred so claims are moot. | Court: RLUIPA claims moot because Booker was transferred from Auburn and speculative return does not preserve claims. |
| Evidentiary rulings at retaliation trial | Booker (pro se): district court wrongly admitted hearsay of gang affiliation and criminal/disciplinary history, warranting new trial. | Defendants: evidence admissible to show motive and for impeachment/character; not offered for its truth. | Court: No abuse of discretion; statements admitted to show defendants’ motivation and criminal/disciplinary records were proper under the rules. |
Key Cases Cited
- White v. Pauly, 137 S. Ct. 548 (2017) (qualified immunity standard governs when conduct does not violate clearly established rights)
- Kisela v. Hughes, 138 S. Ct. 1148 (2018) (existing precedent must place constitutional question beyond debate for right to be clearly established)
- McGowan v. United States, 825 F.3d 118 (2d Cir. 2016) (review qualified immunity by considering precedent as of the challenged conduct)
- Ford v. McGinnis, 352 F.3d 582 (2d Cir. 2003) (inmate right to diet consistent with religious scruples)
- O’Lone v. Estate of Shabazz, 482 U.S. 342 (1987) (prison regulations that are reasonably related to penological interests do not violate Free Exercise)
- Turner v. Safley, 482 U.S. 78 (1987) (deference to corrections officials where accommodation has significant "ripple effects")
- Salahuddin v. Jones, 992 F.2d 447 (2d Cir. 1993) (upholding prohibition on congregate services when inmate poses security risk)
- Washington v. Gonyea, 731 F.3d 143 (2d Cir. 2013) (RLUIPA does not authorize monetary damages; provides injunctive/declaratory relief)
- Salahuddin v. Goord, 467 F.3d 263 (2d Cir. 2006) (transfer generally moots inmate claims for injunctive/declaratory relief against facility officials)
- Shepherd v. Goord, 662 F.3d 603 (2d Cir. 2011) (speculation about possible return to facility does not prevent mootness)
- Cameron v. City of New York, 598 F.3d 50 (2d Cir. 2010) (district court evidentiary rulings reviewed for abuse of discretion)
