Bonnet v. Harvest (U.S.) Holdings, Inc.
741 F.3d 1155
| 10th Cir. | 2014Background
- Robert Bonnet (and his sole proprietorship) contracted with the Ute Indian Tribe’s Energy and Minerals Department; the Tribe later terminated the contract and Bonnet sued third parties in federal court (not the Tribe), alleging those defendants caused the termination.
- Plaintiffs served a non-party subpoena duces tecum on the Tribe seeking documents relevant to the underlying suit.
- The Tribe moved to quash the subpoena on grounds of tribal sovereign immunity; the district court denied the motion to quash but narrowed/struck certain requests and the Tribe appealed.
- The appeal raised (1) whether a non-party tribe may immediately appeal denial of a motion to quash based on tribal immunity and (2) whether a subpoena served directly on a tribe constitutes a "suit" triggering tribal sovereign immunity.
- The Tenth Circuit concluded it had appellate jurisdiction under the Cohen collateral-order doctrine and reversed the district court, holding that a subpoena duces tecum served on a tribe is a "suit" barred by tribal sovereign immunity.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether denial of a tribe's motion to quash a subpoena is immediately appealable when the tribe is a non-party | Denial of immunity generally is appealable, but Dietrich requires an extraordinary showing for non-party appeals and the Tribe failed to show unique injury because district court narrowed requests | Tribal immunity is jurisdictional; denying appeal would vest court with jurisdiction over an immune non-party—absurd; Cohen collateral-order factors are satisfied | The order is an immediately appealable collateral order; Tenth Circuit has jurisdiction to hear the appeal |
| Whether a subpoena duces tecum served directly on a non-party tribe is a "suit" triggering tribal sovereign immunity | Plaintiffs argued tribal immunity should not be read to bar this discovery and urged limiting analogies to federal/state sovereign immunity; cited differences in scope of tribal immunity | Tribe argued a subpoena is judicial process and, under precedent, constitutes a "suit" invoking sovereign immunity | A subpoena served on the Tribe is a "suit"/judicial process and tribal sovereign immunity bars enforcement of the subpoena |
Key Cases Cited
- Kiowa Tribe v. Mfg. Techs., 523 U.S. 751 (tribal immunity applies absent congressional abrogation or waiver)
- Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541 (collateral-order doctrine for immediate appealability)
- United States v. Murdock Mach. & Eng’g Co. of Utah, 81 F.3d 922 (10th Cir.) ("suit" includes judicial process; sovereign immunity bars certain judicial remedies)
- Becker v. Kroll, 494 F.3d 904 (10th Cir. 2007) (issuance of a subpoena initiates judicial process that can command production)
- Osage Tribal Council ex rel. Osage Tribe v. U.S. Dep’t of Labor, 187 F.3d 1174 (10th Cir. 1999) (denial of tribal immunity is an immediately appealable collateral order)
- Alltel Commc’ns, LLC v. DeJordy, 675 F.3d 1100 (8th Cir. 2012) (third-party subpoena to a tribe is a "suit" subject to tribal immunity)
- Cohens v. Virginia, 19 U.S. 264 (early definition of "suit" as prosecution of a demand in court)
- Touhy v. Ragen, 340 U.S. 462 (Supreme Court limited compelled disclosure from federal agencies via other grounds)
- Ex parte Young, 209 U.S. 123 (exception allowing suits for prospective relief against officials)
- Larson v. Domestic & Foreign Commerce Corp., 337 U.S. 682 (judicial process cannot bind sovereign absent consent)
- Dugan v. Rank, 372 U.S. 609 (judgment that would expend public treasury or restrain government is against the sovereign)
