Blevins v. Commissioner of the Social Security Administration
2:16-cv-00530
S.D. OhioAug 14, 2017Background
- Plaintiff Steven Blevins applied for SSI and DIB claiming disability from back problems with an amended onset date of June 3, 2013; application denied and ALJ issued an adverse decision on October 20, 2015; Appeals Council denied review.
- Medical history: lumbar disc herniation and radiculopathy with MRI showing an L4 fragment; conservative treatment, epidural steroid injection, and L4–5 microdiscectomy in June 2014.
- Pre‑surgery records show significant pain, antalgic gait, and functional limits; post‑surgery records show partial improvement but continuing complaints and physical‑therapy intolerance.
- ALJ found severe impairments (degenerative disc disease post‑microdiscectomy; affective and anxiety disorders), assigned a single RFC for the entire period (light work with specific postural and contact limits), and relied heavily on the consultative examiner’s opinion and gaps in treatment to discount disability allegations.
- VE testified claimant could not perform past very‑heavy construction work but could perform several light occupations available in state and national economy.
- Magistrate Judge recommended reversing and remanding under sentence four, finding the ALJ failed to analyze whether a closed period of disability existed for the 12‑month period before surgery.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the RFC and disability finding are supported by substantial evidence | ALJ erred by assigning one RFC for entire period without separately analyzing the pre‑surgery period; may have been disabled for a closed 12‑month period before surgery | ALJ relied on consultative exam, treatment gaps, and record inconsistencies to support a single RFC for the whole period | Remanded: ALJ failed to consider a potential closed period pre‑surgery; must reassess whether claimant was disabled for any consecutive 12‑month period and provide adequate RFC support |
| Weight given to consultative examiner and treatment gaps | ALJ improperly credited Dr. Swedberg without resolving inconsistencies and unduly penalized claimant for gaps in care given alleged financial barriers | ALJ permissibly relied on consultative exam and treatment history (including smoking and treatment gaps) to discount symptom severity | Court did not address the merits of this point in detail because remand was required on closed‑period error; ALJ must reexamine evidence on remand |
Key Cases Cited
- Rabbers v. Comm’r of Soc. Sec., 582 F.3d 647 (6th Cir. 2009) (standard of review: affirm if decision is supported by substantial evidence and follows legal standards)
- Rogers v. Comm’r of Soc. Sec., 486 F.3d 234 (6th Cir. 2007) (definition and application of substantial evidence review)
- Cutlip v. Sec’y of Health & Human Servs., 25 F.3d 284 (6th Cir. 1994) (substantial evidence explained as more than a scintilla)
- Blakley v. Comm’r of Soc. Sec., 581 F.3d 399 (6th Cir. 2009) (deference to ALJ when supported by substantial evidence, even if record could support opposite conclusion)
- Universal Camera Corp. v. NLRB, 340 U.S. 474 (U.S. 1951) (courts must consider record evidence that detracts from agency conclusions)
