829 F.3d 965
8th Cir.2016Background
- Allen was convicted in 1998 of armed bank robbery and related firearm/murder count; sentenced to death; death-penalty notice filed.
- Before trial the district court, per 18 U.S.C. § 3432, disclosed venire names to counsel but the jurors in court were identified only by numbers; counsel and parties did not know which number matched which name during proceedings.
- Jury selection proceeded using numbers; Allen was convicted and his convictions and sentence were affirmed on direct appeal.
- Allen filed a § 2255 motion alleging ineffective assistance of counsel because trial counsel failed to object to empaneling an "anonymous" jury, and sought an evidentiary hearing on counsel’s reasons.
- The district court denied relief; this court granted COA only on whether counsel was ineffective for not objecting to the anonymous-jury procedure.
- The Eighth Circuit reviewed performance under Strickland and considered circuit precedent (notably Lee and Darden) about when a jury is "anonymous."
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for not objecting to empaneling an anonymous jury | Allen: numbering jurors without revealing which number matched which name made the jury anonymous and prejudiced him by implying dangerousness | Government: counsel reasonably relied on existing precedent (Lee/Darden); procedure was not constitutionally defective and no timely objection required | Counsel was not ineffective; failure to press a novel extension of circuit law was not constitutionally unreasonable |
| Whether an evidentiary hearing was required to probe trial counsel's subjective reasons | Allen: district court should have held a hearing to examine counsel’s thought process | Government: Strickland is objective; no hearing needed when claim is inadequate on its face and precedent makes counsel’s conduct reasonable | No hearing required; objective reasonableness under precedent sufficed |
Key Cases Cited
- United States v. Lee, 886 F.2d 998 (8th Cir.) (use of numbers not prejudicial where defendants had juror names)
- United States v. Darden, 70 F.3d 1507 (8th Cir. 1995) (jury is "anonymous" when judge refuses to disclose venire names to parties)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-part standard for ineffective assistance of counsel)
- New v. United States, 652 F.3d 949 (8th Cir. 2011) (failure to anticipate new law is not per se deficient performance)
- Fields v. United States, 201 F.3d 1025 (8th Cir.) (same principle regarding not anticipating novel legal rules)
- Brown v. United States, 311 F.3d 875 (8th Cir.) (no hearing required where counsel could not reasonably be expected to anticipate new legal developments)
