Bever v. Cal-Western Reconveyance Corp.
1:11-cv-01584
E.D. Cal.Jan 14, 2016Background
- Plaintiff Bever sued multiple defendants; most claims were dismissed on Rule 12(b)(6) or resolved by summary judgment, leaving only an FDCPA claim against Cal‑Western.
- The Court entered final judgment for CitiMortgage and MERS and stayed proceedings as to Cal‑Western due to bankruptcy; Plaintiff appealed those adverse rulings to the Ninth Circuit.
- Plaintiff recorded a notice of pendency of action (lis pendens) and moved for court approval to record it post‑appeal.
- The lis pendens statute (Cal. Code Civ. Proc. § 405.21) requires court approval when a party acting pro se seeks to record; lis pendens must be expunged if the pleading does not allege a real property claim (§ 405.31) or if the claimant cannot show probable validity (§ 405.32).
- The only surviving claim (FDCPA) seeks monetary relief and would not affect title or possession; nearly all other claims affecting real property were dismissed or resolved against Plaintiff.
- Cal‑Western is in bankruptcy, so recording a lis pendens against it likely would violate the automatic stay and be void.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether court should approve recording a lis pendens | Bever sought court approval to record a notice of pendency to cloud title | Defendants contended no viable real property claim remains and recording would be improper or void | Denied — no basis to approve recording |
| Whether claims in the operative pleading are "real property claims" | Bever asserted the action affects property interests | Defendants noted the only surviving claim is FDCPA (monetary) and other property claims were dismissed or lost on summary judgment | Held not a real property claim; lis pendens not justified |
| Whether the court may approve recording while appeal is pending | Bever implicitly relied on ongoing appeal to justify lis pendens | Defendants argued the appeal divested the district court of jurisdiction over disposed claims | Court lacked jurisdiction to approve lis pendens on issues on appeal; cannot validate a real property claim while appeal pending |
| Whether recording against Cal‑Western would violate bankruptcy stay | Bever did not contest bankruptcy stay as a bar to recording | Defendants asserted bankruptcy stay prohibits and would render recording void | Court noted recordation likely would violate stay and be void |
Key Cases Cited
- Kirkeby v. Superior Court, 33 Cal.4th 642 (2004) (defines lis pendens and standards for pleading a real property claim)
- Slintak v. Buckeye Retirement Co., L.L.C., Ltd., 139 Cal.App.4th 575 (2006) (lis pendens clouds title until resolved)
- Campbell v. Superior Court, 132 Cal.App.4th 904 (2005) (monetary damages claims are not real property claims)
- Park 100 Investment Group III, LLC v. Ryan, 180 Cal.App.4th 795 (2009) (application of § 405.32 probable‑validity inquiry)
- Laurino v. Syringa Gen. Hosp., 279 F.3d 750 (9th Cir. 2002) (appeal divests district court of jurisdiction over matters on appeal)
- Davis v. United States, 667 F.2d 822 (9th Cir. 1982) (same principle on divestiture by appeal)
- Ringgold‑Lockhart v. County of Los Angeles, 761 F.3d 1057 (9th Cir. 2014) (limited exceptions to the rule that appeal divests district court jurisdiction)
- In re Brooks‑Hamilton, 348 B.R. 512 (N.D. Cal. 2006) (recording lis pendens during bankruptcy stay may violate the automatic stay)
