Ben-Sholom v. Ayers
2012 U.S. App. LEXIS 6569
9th Cir.2012Background
- Ben-Sholom was convicted of murder during a burglary and robbery in 1986 and sentenced to death in California.
- In 2008, the district court granted habeas relief as to penalty-phase IAC and ordered a retrial or resentencing, with government not appealing.
- Ben-Sholom appealed the denial of an evidentiary hearing on guilt-phase IAC, arguing counsel failed to present available mental-state evidence.
- Guilt-phase evidence included confessions and mental-health evaluations; defense presented no guilt-phase defense at trial.
- Key psychiatric evaluations suggested possible diminished or controlled intent, but California law limits such evidence to whether specific intent was formed, not to capacity.
- The district court denied an evidentiary hearing; the Ninth Circuit evaluates prejudice de novo under Strickland and AEDPA standards.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court erred in denying an evidentiary hearing on guilt-phase IAC | Ben-Sholom asserts untapped mental-health evidence shows lack of requisite intent. | A hearing is unnecessary where evidence wouldn't negate guilt. | No error; no reasonable probability of different outcome. |
| Whether Ben-Sholom was prejudiced by counsel's failure to present guilt-phase mental-state evidence | Mental-health experts would negate the specific intent required for felonies. | Confessions and record overwhelming show guilt despite omitted evidence. | Not prejudiced; evidence did not undermine confidence in the conviction. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance of counsel; prejudice required)
- Silva v. Woodford, 279 F.3d 825 (9th Cir. 2002) (pre-AEDPA de novo review of habeas claims)
- McNab v. Kok, 170 F.3d 1246 (9th Cir. 1999) (de novo review of district court’s habeas decision)
- James v. Gibson, 211 F.3d 543 (10th Cir. 2000) (pre-AEDPA legal issues reviewed de novo)
