190 So. 3d 571
Ala.2013Background
- Beckworth, appealing a death sentence for capital murder during a burglary, sought postconviction relief under Rule 32.1(a) based on Brady material not disclosed by the State.
- The trial involved Beckworth and his half-brother Walker; Thweatt, an 87-year-old widow, was assaulted during a burglary and died.
- Beckworth admitted to breaking in to steal; he claimed Walker beat and shot Thweatt.
- Walker later told a cellmate that he shot Thweatt; Byrd testified about Walker’s statement at Walker’s trial.
- The State argued Brady claim was procedurally barred by Rule 32.2(a)(3) and (5) and that Beckworth failed to plead facts negating preclusion defenses; Beckworth’s petition was summarily dismissed.
- The Alabama Court of Criminal Appeals affirmed summary dismissal; this Court granted certiorari to address pleading burdens related to preclusion defenses.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Must Rule 32.1(a) claims plead facts negating Rule 32.2 preclusion defenses? | Beckworth argues pleading must show grounds to avoid preclusion. | State argues preclusion defenses must be pleaded and proven. | No; petitioner need not plead negation of preclusion to state a claim. |
| Who bears the burden to plead or disprove preclusion under Rule 32.3? | Beckworth contends State bears burden to plead preclusion, and petitioner need not negate it in pleading. | State bears burden to plead preclusion; petitioner must later disprove it. | State bears initial burden; petitioner must disprove preclusion if pleaded. |
| Does Rule 32.1(a) relief survive summary dismissal when preclusion defenses are raised? | Beckworth contends summary dismissal was improper without opportunity to show preclusion did not apply. | State asserts preclusion bars the claim; petition should be dismissed. | Summary dismissal reversed; remand for proceedings consistent with Rule 32.1(a). |
| Is preclusion an affirmative defense, waivable by the State, that does not affect facial sufficiency of a Rule 32.1(a) claim? | Beckworth argues preclusion can be waived and does not render facial claim insufficient. | Preclusion is an affirmative defense the State may raise. | Preclusion is waivable by the State; petition’s facial viability not controlled by preclusion unless raised. |
Key Cases Cited
- Ex parte Pierce, 851 So.2d 606 (Ala. 2000) (distinguishes Rule 32.1(a) vs Rule 32.1(e) and preclusion applicability)
- Ex parte Hodges, 147 So.3d 973 (Ala. 2011) (preclusion defense may warrant an evidentiary hearing; pleading vs proof distinction clarified)
- Ex parte Lucas, 865 So.2d 418 (Ala. 2002) (rule that failure to plead preclusion is not fatal to facial validity of claim)
- Ex parte Clemons, 55 So.3d 348 (Ala. 2007) (state may waive preclusion defenses; timing of waivers discussed)
- Ex parte James, 61 So.3d 352 (Ala. 2009) (preclusion is an affirmative defense to be pleaded by the State)
- Ford v. State, 831 So.2d 641 (Ala. Crim. App. 2001) (pleading vs proof; petitioner entitled to evidence after meeting pleading threshold)
- Johnson v. State, 835 So.2d 1077 (Ala. Crim. App. 2001) (distinguishes pleading vs proof on Rule 32 pleadings)
