434 P.3d 1090
Wyo.2019Background
- Bazzle pleaded guilty to possession of marijuana (3rd offense) under a plea agreement that suspended a 3–5 year sentence in favor of five years' supervised probation, conditioned on completing residential treatment and the Sublette County Treatment Court; he waived "any ... appeals" in the agreement.
- Probation terms expressly required successful completion of recommended ASAM Level III.5 residential treatment, adherence to prescriptions, and enrollment in and completion of the Treatment Court program.
- Bazzle used buprenorphine/Suboxone during probation, tested positive, and was told he could not enter Treatment Court while using opioid-type medications; he entered residential treatment but left after 58 days with a "maximum benefits" discharge.
- Treatment Court coordinator required Bazzle to taper off Suboxone (six-month plan) and to submit a detailed tapering/titration plan; Bazzle submitted a handwritten plan and continued using Suboxone, and Treatment Court denied his participation.
- State filed a petition to revoke probation; after adjudicatory and dispositional hearings the district court found Bazzle willfully violated material probation conditions and revoked probation, imposing the original suspended sentence. Bazzle appealed.
Issues
| Issue | Plaintiff's Argument (Bazzle) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Does Bazzle's plea waiver bar this appeal? | Waiver language ambiguous but Bazzle does not rely on waiver; implication is waiver should not preclude appeal of a subsequent probation revocation. | The waiver broadly bars "any ... appeals," so it should preclude this appeal. | Waiver construed narrowly; it did not clearly include appeals from future probation revocation, so appeal considered. |
| Did the district court improperly shift burden to Bazzle at adjudicatory stage? | Court comment indicated defendant must show success to keep probation; this amounted to shifting burden to defendant. | Court merely described defendant's obligation to comply; State proceeded first and bore burden. | No clear error; record shows State bore burden by preponderance and court did not shift burden. |
| Did the court err by finding willfulness at adjudicatory phase? | Finding willfulness at adjudicatory stage deprived Bazzle of opportunity to present mitigation at dispositional phase. | Although premature, Bazzle had opportunity to present mitigation in subsequent disposition hearings; no material prejudice. | Court erred procedurally in timing but Bazzle was not materially prejudiced; error harmless. |
| Was there sufficient evidence that violations were willful? | Bazzle claimed medical justification and confusion about "maximum benefits" discharge; argued nonwillful conduct. | Evidence showed Bazzle knew maximum benefits was not successful completion, voluntarily left treatment, continued Suboxone despite notices, and failed to follow tapering plan. | Evidence supported willfulness findings for both failure to complete residential treatment and failure to qualify for Treatment Court; revocation affirmed. |
Key Cases Cited
- United States v. Hahn, 359 F.3d 1315 (10th Cir. 2004) (framework for evaluating appellate-waiver scope)
- United States v. Porter, 905 F.3d 1175 (10th Cir. 2018) (general plea-waiver does not necessarily bar appeal of supervised-release revocation absent specific waiver)
- United States v. Carruth, 528 F.3d 845 (11th Cir. 2008) (appeal waiver in plea agreement did not extend to later supervised-release revocation without explicit language)
- Brumme v. State, 428 P.3d 436 (Wyo. 2018) (review standard for probation revocation and willfulness requirement)
- Neidlinger v. State, 173 P.3d 376 (Wyo. 2007) (probationer must understand what compliance requires; vague conditions cannot support willful-violation finding)
