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Baumann v. Workers' Compensation Appeal Board
147 A.3d 1283
| Pa. Commw. Ct. | 2016
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Background

  • Baumann (Claimant) sought review of a Board decision affirming a WCJ on remand who granted Kellogg's 2010 termination petition and claimant's penalties petition.
  • Claimant initially injured May 5, 2007 in a work car accident; NCP issued and benefits paid, later amended to include right C-6 radiculopathy.
  • 2009 Termination Petition denied by WCJ Doman; subsequent Modification Petition and Penalty Petition were filed thereafter.
  • May 4, 2010 IME by Dr. Bennett concluded Claimant fully recovered and could return to full-duty work; Kellogg filed the 2010 Termination Petition.
  • On remand, WCJ Rago found a change in Claimant’s condition since the 2009 adjudication and granted the 2010 Termination Petition, while also denying substantial penalty and awarding 0% penalty.
  • Board affirmed, and the Commonwealth Court affirmed the Board, holding there was substantial evidence of change in condition and discretion to award 0% penalties.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Did the Board err in affirming termination based on change in condition? Baumann argues Kellogg failed to prove a change since 2009 adjudication. Kellogg asserts Dr. Bennett’s May 2010 findings and claimant’s post-2009 activities show a change in condition sufficient for termination. No error; substantial evidence supports change in condition.
Did the Board err in affirming 0% penalties on the Penalty Petition? Baumann contends penalties should have been imposed for violation of the Act. Kellogg argues penalty discretion allowed 0% given credibility and lack of significant harm. No error; Board and WCJ did not abuse discretion in awarding 0% penalties.

Key Cases Cited

  • Udvari v. Workmen’s Comp. Appeal Bd. (USAir, Inc.), 705 A.2d 1290 (Pa. Cmwlth. 1997) (change in physical condition can establish change in disability with credible medical opinion)
  • Elberson v. Workers’ Comp. Appeal Bd. (Elwyn, Inc.), 936 A.2d 1195 (Pa. Cmwlth. 2007) (credibility and medical testimony govern termination decisions)
  • Lewis v. Workers’ Comp. Appeal Bd. (Giles & Ransome, Inc.), 919 A.2d 922 (Pa. Cmwlth. 2007) (employer must show a change in physical condition since prior adjudication)
  • Folmer v. Workers’ Comp. Appeal Bd., 958 A.2d 1137 (Pa. Cmwlth. 2008) (change in condition analysis may rely on pre- and post-adjudication evidence)
  • Simmons v. Workers’ Comp. Appeal Bd. (Powertrack Intl.), 96 A.3d 1143 (Pa. Cmwlth. 2014) (symptom-based change can support earning-power change without new diagnoses)
  • Delaware Cnty. v. Workers’ Comp. Appeal Bd. (Browne), 964 A.2d 29 (Pa. Cmwlth. 2008) (employer must show a change in condition since last adjudication)
  • Gumm v. Workers’ Comp. Appeal Bd. (Steel), 942 A.2d 222 (Pa. Cmwlth. 2008) (penalties standard and burden-shifting framework)
Read the full case

Case Details

Case Name: Baumann v. Workers' Compensation Appeal Board
Court Name: Commonwealth Court of Pennsylvania
Date Published: Sep 23, 2016
Citation: 147 A.3d 1283
Docket Number: 2603 C.D. 2015
Court Abbreviation: Pa. Commw. Ct.