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Barrera v. BP, P.L.C. (In Re Deepwater Horizon)
907 F.3d 232
5th Cir.
2018
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Background

  • Plaintiffs are 104 Mexican individuals and associations in the Deepwater Horizon MDL who rely on fishing income and whose claims remained after prior MDL settlements.
  • The MDL transferee court issued Pretrial Order 60 (PTO 60) requiring each remaining plaintiff to file an individual lawsuit with a wet-ink signed declaration by May 2, 2016, warning noncompliance would result in dismissal with prejudice.
  • Plaintiffs’ counsel requested extensions (initially 90 days, court granted 14 days and warned no further extensions); a second extension motion was not ruled on and plaintiffs did not meet the deadline.
  • The court issued a show-cause order; plaintiffs asserted clients were unreachable (travel, offshore, lack of electronic access) but provided no corroborating affidavits or records of counsel’s attempts to contact clients.
  • After multiple opportunities and some untimely individual filings, the district court dismissed plaintiffs’ claims with prejudice; the district court denied plaintiffs’ Rule 59(e) and 60(b) relief.
  • The Fifth Circuit affirmed, finding a clear record of delay and that lesser sanctions would not serve the interests of justice in the MDL context.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether dismissal with prejudice was appropriate for failure to comply with PTO 60 Logistical impossibility and client inaccessibility justified more time Noncompliance with an explicit court order and deadlines warranted dismissal Affirmed: dismissal with prejudice appropriate — clear record of delay
Whether the district court abused its discretion in docket management for an MDL Court’s enforcement was an abuse given plaintiffs’ circumstances MDL transferee courts deserve deference to enforce schedules No abuse: heightened deference in MDL; court acted within discretion
Whether plaintiffs’ unsworn explanations sufficed without corroborating evidence or proof counsel tried to contact clients Oral/unsworn explanations were adequate given clients’ circumstances Plaintiffs failed to produce affidavits, call records, or other corroboration after multiple chances Held: lack of corroboration showed inexcusable delay; supports dismissal
Whether lesser sanctions would have served the interests of justice Lesser sanctions (dismissal without prejudice, fines, conditional relief) were possible Warnings had been given; lesser sanctions would frustrate MDL management and risk fraudulent or phantom claims Held: lesser sanctions would not serve justice; dismissal tailored to MDL efficiency concerns

Key Cases Cited

  • Sealed Appellant v. Sealed Appellee, 452 F.3d 415 (5th Cir.) (standard for dismissal with prejudice requires clear record of delay and consideration of lesser sanctions)
  • Rogers v. Kroger Co., 669 F.2d 317 (5th Cir.) (listing lesser sanctions and standards for dismissal)
  • In re Asbestos Prod. Liab. Litig. (No. VI), 718 F.3d 236 (3d Cir.) (deference to transferee judge in MDL for enforcing case-management orders)
  • Thrasher v. City of Amarillo, 709 F.3d 509 (5th Cir.) (examples of lesser sanctions and dismissal standards)
  • Garcia v. Woman’s Hosp. of Tex., 143 F.3d 227 (5th Cir.) (docket-management decisions reviewed for abuse of discretion)
  • Elementis Chromium v. Coastal States Petroleum, 450 F.3d 607 (5th Cir.) (abuse-of-discretion standard)
  • Price v. McGathery, 792 F.2d 472 (5th Cir.) (application of dismissal standard in docket-management and service contexts)
Read the full case

Case Details

Case Name: Barrera v. BP, P.L.C. (In Re Deepwater Horizon)
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Oct 18, 2018
Citation: 907 F.3d 232
Docket Number: 17-30122
Court Abbreviation: 5th Cir.