Barrera v. BP, P.L.C. (In Re Deepwater Horizon)
907 F.3d 232
5th Cir.2018Background
- Plaintiffs are 104 Mexican individuals and associations in the Deepwater Horizon MDL who rely on fishing income and whose claims remained after prior MDL settlements.
- The MDL transferee court issued Pretrial Order 60 (PTO 60) requiring each remaining plaintiff to file an individual lawsuit with a wet-ink signed declaration by May 2, 2016, warning noncompliance would result in dismissal with prejudice.
- Plaintiffs’ counsel requested extensions (initially 90 days, court granted 14 days and warned no further extensions); a second extension motion was not ruled on and plaintiffs did not meet the deadline.
- The court issued a show-cause order; plaintiffs asserted clients were unreachable (travel, offshore, lack of electronic access) but provided no corroborating affidavits or records of counsel’s attempts to contact clients.
- After multiple opportunities and some untimely individual filings, the district court dismissed plaintiffs’ claims with prejudice; the district court denied plaintiffs’ Rule 59(e) and 60(b) relief.
- The Fifth Circuit affirmed, finding a clear record of delay and that lesser sanctions would not serve the interests of justice in the MDL context.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether dismissal with prejudice was appropriate for failure to comply with PTO 60 | Logistical impossibility and client inaccessibility justified more time | Noncompliance with an explicit court order and deadlines warranted dismissal | Affirmed: dismissal with prejudice appropriate — clear record of delay |
| Whether the district court abused its discretion in docket management for an MDL | Court’s enforcement was an abuse given plaintiffs’ circumstances | MDL transferee courts deserve deference to enforce schedules | No abuse: heightened deference in MDL; court acted within discretion |
| Whether plaintiffs’ unsworn explanations sufficed without corroborating evidence or proof counsel tried to contact clients | Oral/unsworn explanations were adequate given clients’ circumstances | Plaintiffs failed to produce affidavits, call records, or other corroboration after multiple chances | Held: lack of corroboration showed inexcusable delay; supports dismissal |
| Whether lesser sanctions would have served the interests of justice | Lesser sanctions (dismissal without prejudice, fines, conditional relief) were possible | Warnings had been given; lesser sanctions would frustrate MDL management and risk fraudulent or phantom claims | Held: lesser sanctions would not serve justice; dismissal tailored to MDL efficiency concerns |
Key Cases Cited
- Sealed Appellant v. Sealed Appellee, 452 F.3d 415 (5th Cir.) (standard for dismissal with prejudice requires clear record of delay and consideration of lesser sanctions)
- Rogers v. Kroger Co., 669 F.2d 317 (5th Cir.) (listing lesser sanctions and standards for dismissal)
- In re Asbestos Prod. Liab. Litig. (No. VI), 718 F.3d 236 (3d Cir.) (deference to transferee judge in MDL for enforcing case-management orders)
- Thrasher v. City of Amarillo, 709 F.3d 509 (5th Cir.) (examples of lesser sanctions and dismissal standards)
- Garcia v. Woman’s Hosp. of Tex., 143 F.3d 227 (5th Cir.) (docket-management decisions reviewed for abuse of discretion)
- Elementis Chromium v. Coastal States Petroleum, 450 F.3d 607 (5th Cir.) (abuse-of-discretion standard)
- Price v. McGathery, 792 F.2d 472 (5th Cir.) (application of dismissal standard in docket-management and service contexts)
