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191 A.D.3d 1365
N.Y. App. Div.
2021
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Background:

  • Plaintiff Joseph Barone brought a products-liability suit alleging an unsafe class III ophthalmic device and inadequate warnings.
  • Morcher GmbH is a German manufacturer of the device; FCI Ophthalmics, Inc. is an independent distributor based in Massachusetts; Bausch & Lomb is another defendant (not an appellant here).
  • Morcher and FCI moved to dismiss the amended complaint; Supreme Court (Monroe County) denied those motions.
  • Defendants appealed the denial of their motions to dismiss; the Appellate Division considered personal jurisdiction over Morcher and federal preemption as to FCI.
  • The appellate court reversed, holding that New York lacked jurisdiction over Morcher and that FCI’s claims were preempted by the Medical Device Amendments (MDA).

Issues:

Issue Plaintiff's Argument Defendant's Argument Held
Whether New York has personal jurisdiction over Morcher (German manufacturer) Barone argued Morcher’s product reached New York via distribution and therefore jurisdiction exists Morcher argued it manufactured in Germany and sold through an independent MA distributor, without purposeful New York contacts Court held plaintiff failed to make a prima facie showing of minimum contacts; dismissed Morcher for lack of jurisdiction
Whether state-law claims against FCI (distributor) are preempted by the MDA Barone contended failure-to-warn claims parallel FDA regulations and thus are not preempted FCI argued the device is a regulated class III device and state-law claims that add to federal requirements are preempted Court held most common-law claims are preempted; failure-to-warn claims did not rest on an FDA reporting regulation and thus were preempted as adding to federal requirements; dismissed FCI

Key Cases Cited

  • International Shoe Co. v. Washington, 326 U.S. 310 (establishes minimum contacts due process test)
  • LaMarca v. Pak-Mor Mfg. Co., 95 N.Y.2d 210 (jurisdictional inquiry under CPLR 302 and due process)
  • J. McIntyre Machinery, Ltd. v. Nicastro, 564 U.S. 873 (limits jurisdiction for foreign manufacturers absent purposeful availment)
  • Aybar v. Goodyear Tire & Rubber Co., 175 A.D.3d 1373 (plaintiff’s prima facie burden in opposing CPLR 3211(a)(8) motion)
  • Darrow v. Hetronic Deutschland, 119 A.D.3d 1142 (jurisdictional analysis for foreign manufacturer)
  • Riegel v. Medtronic, Inc., 552 U.S. 312 (MDA preempts state requirements that are different from or in addition to federal ones)
  • Mitaro v. Medtronic, Inc., 73 A.D.3d 1142 (application of MDA preemption in New York)
  • Doe v. Bausch & Lomb, Inc., 443 F. Supp. 3d 259 (discusses scope of FDA-based parallel claims and reporting regulations)
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Case Details

Case Name: Barone v. Bausch & Lomb, Inc.
Court Name: Appellate Division of the Supreme Court of the State of New York
Date Published: Feb 5, 2021
Citations: 191 A.D.3d 1365; 141 N.Y.S.3d 808; 2021 NY Slip Op 00745; 1055 CA 20-00048
Docket Number: 1055 CA 20-00048
Court Abbreviation: N.Y. App. Div.
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    Barone v. Bausch & Lomb, Inc., 191 A.D.3d 1365