528 P.3d 1260
Utah Ct. App.2023Background
- Dirk W. Barker worked for Burrell Mining Products from 1991–2016 and was routinely exposed to welding fumes, fly ash, cement, and foam concentrate; he was also a longtime smoker with secondhand smoke exposure.
- In 2017 he was diagnosed with severe, progressive COPD and emphysema that the medical panel found "caused or aggravated" by his employment and which rendered him permanently and totally disabled.
- A medical panel attributed 25% of his disease to occupational exposure and 75% to smoking; the ALJ found total disability but reduced benefits to 25% (apportionment).
- Barker sought to audio/video record the insurer’s Rule 35 examination; the ALJ ordered the exam without permitting video recording (audio was recorded by both sides).
- The Appeals Board (2–1) upheld the ALJ’s apportionment; the Utah Court of Appeals held the ALJ erred on the recording issue and that apportionment was inappropriate under the facts, and remanded for full permanent total disability benefits.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Right to record insurer's medical exam | Barker: Utah R. Civ. P. 35 permits audio or video recording unless it would unduly interfere | Burrell: Labor Commission rule allowing insurer exams supersedes Rule 35; silence means no recording | Rule 35 applies to administrative discovery where not preempted; ALJ erred in denying video recording |
| Burden of proof for apportionment | Barker: employer bears burden to show apportionment is appropriate | Burrell: employee must prove apportionment statute does not apply | Employer (proponent of reduction) bears the burden of proving apportionment |
| Whether statute permits apportionment where one disease has both industrial and non‑industrial causes | Barker: statute applies only when multiple diseases (or multiple causes of disability) exist; cannot apportion causes of a single disease | Burrell: apportionment may be applied to causes (e.g., smoking) of a single disease | Subsections (3) and (4) require multiple diseases/causes of disability; subsections (1)–(2) may reach single‑disease multi‑cause scenarios but are factually inapplicable here (no non‑Utah employer; COPD not a disease "of a character" commonly encountered by public); apportionment was inappropriate; award must be for full benefits |
Key Cases Cited
- Salt Lake City v. Newman, 148 P.3d 931 (Utah 2006) (silence in a statute or rule does not imply a conflict that preempts another rule)
- McNair v. State, 328 P.3d 874 (Utah Ct. App. 2014) (rule silence does not automatically preempt other procedural rules)
- Reedeker v. Salisbury, 952 P.2d 577 (Utah Ct. App. 1998) (statutory silence does not preclude applicability of other statutes)
- Cowin & Co. v. Medina, 860 P.2d 535 (Colo. App. 1992) (apportionment is an exception to compensability; burden should be on employer)
- Deschenes v. Transco, Inc., 953 A.2d 13 (Conn. 2008) (apportionment applies where separate diseases combine to cause disability, not to apportion causes of a single disease)
- Fry’s Food Stores v. Industrial Comm’n, 866 P.2d 1350 (Ariz. 1994) (distinguishing apportionment of disabilities from apportionment of causes of a single disease)
- Burton v. Rockwell Int’l, 967 P.2d 290 (Kan. 1998) (similar holding that apportionment statutes do not require apportioning causes of a single disease)
- Koesling v. Basamakis, 539 P.2d 1043 (Utah 1975) (proponent of a proposition bears the burden of proof)
