Barber v. State, Department of Corrections
314 P.3d 58
Alaska2013Background
- James E. Barber, an indigent prisoner, appealed two DOC disciplinary findings ordering punitive segregation; both superior-court appeals were dismissed after he failed to pay reduced filing fees set under AS 09.19.010.
- Barber submitted financial affidavits and offender trust account (OTA) statements showing depleted balances, child-support garnishments, and little or no discretionary funds; DOC did not contest those facts in the superior court.
- Under AS 09.19.010 the statutory minimum reduced fee for prisoners is 20% of the larger of (a) average monthly deposits or (b) average balance in the prisoner’s account over the prior six months; fee due within 30 days, and untimely payment bars acceptance of filings.
- Superior court twice set reduced fees of $33.86; Barber could not pay and the appeals were dismissed; Barber sought review in the Alaska Supreme Court arguing the statute, as applied, denied him court access.
- The Supreme Court accepted Barber’s financial showing, concluded his liberty interest (punitive segregation) implicated fundamental due process concerns, and found the statute as applied denied him meaningful access to court.
- Remedy: the Supreme Court reversed the dismissals and remanded for recalculation of fees and permitted accommodations (e.g., placing a hold on OTA) so litigation may proceed when payment is infeasible in reasonable time.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether AS 09.19.010, as applied, denied Barber meaningful access to courts and violated due process | Barber: the six‑month average calculation produced mandatory fees beyond his present means, effectively barring appellate review of disciplinary actions implicating liberty | DOC: courts can avoid denial by granting extensions, installments, ordering prison employment, accessing forced savings or PFDs, or excluding nondiscretionary deductions from the calculation | Held: As applied to Barber, the statute denied procedural due process and access to courts; reversal and remand required |
| Whether accommodations (extensions/installments/employment/forced savings/PFD) cure constitutional problem | Barber: accommodations are insufficient where prisoner has no reasonably foreseeable means to pay | DOC: accommodations and stays can prevent unconstitutional deprivation; courts should use them before finding statute unconstitutional | Held: Extensions/installments may help but are inadequate for prisoners with no foreseeable income; accommodations cannot cure the constitutional violation in Barber’s circumstances |
| Whether courts should exclude nondiscretionary OTA deductions (e.g., child support) when calculating the 20% minimum | Barber/Amicus: excluding nondiscretionary garnishments is necessary to avoid unconstitutional barriers | DOC: courts should ignore non‑discretionary deductions when calculating fees (extend Baker reasoning) | Held: Court declines to rewrite statute to exempt nondiscretionary deductions; Baker’s narrow rule about forced savings does not extend to statutory garnishments enacted in same legislative act |
| Whether Alaska courts retain inherent/common‑law authority to waive mandatory prisoner filing fees | Amicus: if no inherent waiver power exists, statute is unconstitutional as applied | DOC: courts possess inherent authority to waive fees in emergencies | Held: AS 09.19.010’s mandatory language precludes a broad common‑law waiver of prisoner fees; courts must instead use permitted accommodations and remedies on remand to avoid unconstitutional application |
Key Cases Cited
- Cutler v. Kodiak Island Borough, 290 P.3d 415 (Alaska 2012) (statutory interpretation standard)
- Sands ex rel. Sands v. Green, 156 P.3d 1130 (Alaska 2007) (constitutional-review standard cited)
- Brandon v. Corrections Corporation of America, 28 P.3d 269 (Alaska 2001) (upholding AS 09.19.010 against facial equal‑protection challenge and recognizing legitimate state interest in limiting frivolous prisoner litigation)
- Mathis v. Sauser, 942 P.2d 1117 (Alaska 1997) (prisoner right of access analysis; sliding‑scale scrutiny)
- Varilek v. City of Houston, 104 P.3d 849 (Alaska 2004) (procedural due process balancing framework)
- McGinnis v. Stevens, 543 P.2d 1221 (Alaska 1975) (limits of procedural rights in DOC disciplinary hearings; duty to inquire when constitutional rights alleged)
- Baker v. State, 158 P.3d 836 (Alaska App. 2007) (construing “prisoner’s account” to exclude forced‑savings for fee calculation)
- McCarthy v. Madigan, 503 U.S. 140 (U.S. 1992) (on prisoners’ remaining fundamental political/participatory rights and access to courts)
- M.L.B. v. S.L.J., 519 U.S. 102 (U.S. 1996) (complexity of access‑to‑appeal constitutional claims)
