925 F. Supp. 2d 856
E.D. Ky.2013Background
- Banks, Breathitt County Transportation Director since 2004, supervises ~44 employees and handles bus inspections, parts, purchase orders, and routing duties.
- In 2010 Banks’ contract shifted from 220 to 240 days.
- Banks alleges political retaliation during the 2010 election after he refused financial support for a board candidate; threats alleged and hostile work environment ensued.
- An FBI investigation into Superintendent Turner followed, Banks interviewed and allegedly told to lie to the FBI; Turner later arrested in 2012.
- Turner returned to work, then allegedly retaliated against those who cooperated with the FBI; Strong was voted out as Board Chairman; pay reductions to FBI-linked employees including Banks followed.
- Banks filed suit on December 10, 2012 asserting §1983 and state-law claims against the Board and individual defendants; defendants move to dismiss or for summary judgment.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether official-capacity §1983 claims are redundant. | Banks sues individuals; claims mirror Board liability. | Official-capacity claims are redundant and barred by official immunity. | Official-capacity §1983 claims dismissed as redundant. |
| Whether state-law claims against the Board are barred by governmental immunity. | Board liable under state-law claims; immunity may be waived for some statutes. | Yanero immunity shields governmental entities unless statutory waiver applies. | Some state-law claims barred; specific counts analyzed below with waivers noted. |
| Whether KRS 161.164 claims against the Board survive immunity analysis. | KRS 161.164 disallows political discrimination and waives immunity. | Immunity may apply despite provisions; limitations unclear. | KRS 161.164 claims against Board not barred; immunity waived for these claims. |
| Whether Count VI (intentional infliction of emotional distress) can proceed against Board. | Board’s actions may constitute tortious conduct; no clear governmental function defense shown. | Board entitled to governmental immunity for IIED as a governmental function. | Denied without prejudice; not clearly barred at this stage. |
| Whether Banks’ claims against Stevens, Strong, and Gross survive for lack of specific allegations. | Complaint alleges actions by Interim Superintendent Stevens and Board members Strong and Gross. | Lack of specific allegations against these individuals merits dismissal. | Claims against Stevens, Strong, and Gross in their individual capacities denied. |
Key Cases Cited
- Memphis Police Dept. v. Garner, 471 U.S. 1 (1985) (municipal liability and official-immunity principles)
- Kentucky v. Graham, 473 U.S. 159 (1985) (dual capacity approach to official-capacity suits)
- Yanero v. Davis, 65 S.W.3d 510 (Ky. 2002) (official immunity; governmental vs. proprietary function analysis)
- Grayson County Bd. of Educ. v. Casey, 157 S.W.3d 201 (Ky. 2005) (governmental immunity for boards of education; waivers via statute)
- Harlan County Bd. of Ed. v. Stagnolia, 555 S.W.2d 828 (Ky. Ct. App. 1977) (political reprisals and immunity context for board actions)
- Kentucky Center for the Arts Corp. v. Berns, 801 S.W.2d 327 (Ky. 1990) (function/classification test for defendant immunity analysis)
- Autry v. Western Kentucky Univ., 219 S.W.3d 713 (Ky. 2007) (official-capacity immunity extension to university officers)
- Carver v. Bunch, 946 F.2d 451 (6th Cir. 1991) (practical pleading requirements; standard for state-law claims)
- Calhoun v. Cassady, 534 S.W.2d 806 (Ky. 1976) (political-discrimination statute aims to prevent retaliation)
- Hill v. Blue Cross & Blue Shield of Mich., 409 F.3d 710 (6th Cir. 2005) (12(b)(6) sufficiency; pleading standards)
- Gahafer v. Ford Motor Co., 328 F.3d 859 (6th Cir. 2003) (veracity of factual allegations; distinguishing legal conclusions)
- Wright v. MetroHealth Med. Ctr., 58 F.3d 1130 (6th Cir. 1995) (Rule 12(b)(6) standards and pleading requirements)
- Mezibov v. Allen, 411 F.3d 712 (6th Cir. 2005) (treatment of conclusory allegations on 12(b)(6) motions)
