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415 P.3d 547
Okla. Civ. App.
2017
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Background

  • BANA filed a state-court foreclosure in Oklahoma County in 2007; the case was removed to federal court where BANA obtained a foreclosure judgment (in rem and in personam) in March 2009 for $201,597.82 plus interest, fees, and costs.
  • The federal judgment expressly remanded the case to Oklahoma County for enforcement, including issuance of a Special Execution and Order of Sale and confirmation of any sale.
  • In June–July 2010 the federal court clerk transmitted to the Oklahoma County clerk a letter stating the case was remanded and enclosing a certified copy of the remand order and a copy of the federal docket sheet (with an attestation that the attached foreclosure judgment was a true copy).
  • From 2010–2016 BANA repeatedly sought special execution/sale in Oklahoma County; the Dasoviches filed multiple temporary restraining order applications and, in May 2016, moved to dismiss for lack of jurisdiction and for failure to comply with the Uniform Enforcement of Foreign Judgments Act (UEFJA).
  • The Oklahoma trial court dismissed BANA’s enforcement action, holding the federal judgment was not properly “authenticated” under the UEFJA and thus the state court lacked jurisdiction to proceed.
  • On appeal the Oklahoma Court of Civil Appeals reversed, holding the authentication defect was evidentiary (waived by the defendants given prolonged litigation and actual notice) and that the trial court erred in dismissing BANA’s action without allowing cure or amendment.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether a federal foreclosure judgment remanded for enforcement is treated as a foreign judgment requiring registration under the UEFJA The federal docket and filings transmitted on remand make the federal judgment part of the state case and BANA substantially complied with UEFJA formalities The remanded federal judgment was not properly registered/authenticated under the UEFJA, so the state court lacked jurisdiction to enforce it The judgment is a foreign judgment for UEFJA purposes, but filing of the certified federal judgment in the state file plus long litigation and actual notice meant authentication objections were waived; dismissal was error
Whether lack of formal authentication under UEFJA is jurisdictional and non-curable BANA: authentication here was cured by filing the certified judgment and docket; any defect was evidentiary and waivable Dasovich: authentication is a mandatory jurisdictional prerequisite; belated registration cannot validate prior enforcement actions Lack of authentication is evidentiary, not jurisdictional (Concannon); defendants waived the defect by not timely objecting and by litigating the matter for years
Whether remand and federal clerk transmission converted federal filings into state-court filings automatically BANA: remand plus clerk letter incorporating the federal docket makes federal filings part of the state file; efficiency supports giving effect to prior federal pleadings Dasovich: remand does not relieve UEFJA registration requirements; state court must strictly enforce those rules before permitting execution Court: remand did not change that the judgment is a foreign judgment enforceable under UEFJA, but state court had sufficient grounds (actual notice, prolonged litigation) to treat authentication defect as waived
Whether trial court should have granted leave to cure defects rather than dismiss BANA: trial court must allow amendment/cure under Okla. Civ. Proc. § 2012(G) when defect is curable Dasovich: defects are jurisdictional and cannot be cured; dismissal appropriate Court: trial court erred in dismissing without allowing cure; authentication defect curable/waivable and dismissal was improper

Key Cases Cited

  • Vaughan v. Graves, 291 P.3d 623 (Okla. 2012) (UEFJA registration required before enforcement; belated registration cannot validate prior void enforcement)
  • Concannon v. Hampton, 584 P.2d 218 (Okla. 1978) (authentication is evidentiary, not jurisdictional; objections may be waived)
  • Pellebon v. State ex rel. Bd. of Regents of Univ. of Okla., 358 P.3d 288 (Okla. Civ. App. 2015) (on remand state court determines effect of federal pleadings; better practice is to list and file federal documents intended to become part of the state file)
  • Producers Grain Corp. v. Carroll, 546 P.2d 285 (Okla. Civ. App. 1976) (filing a properly authenticated foreign judgment transfers its status into an Oklahoma judgment enforceable like intra-state judgments)
  • Fanning v. Brown, 85 P.3d 841 (Okla. 2004) (trial court must grant leave to amend defective pleadings when defects are curable under § 2012(G))
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Case Details

Case Name: BANK OF AMERICA v. DASOVICH
Court Name: Court of Civil Appeals of Oklahoma
Date Published: Jul 18, 2017
Citation: 415 P.3d 547
Court Abbreviation: Okla. Civ. App.
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    BANK OF AMERICA v. DASOVICH, 415 P.3d 547