Babb v. Lozowsky
719 F.3d 1019
| 9th Cir. | 2013Background
- Babb was convicted in Nevada state court of first-degree murder with a deadly weapon and robbery with a deadly weapon, receiving consecutive life with no parole for murder and concurrent terms for robbery.
- The jury was instructed with Kazalyn first-degree murder instruction merging premeditation and deliberation, and with a felony-murder theory instruction.
- The district court granted habeas relief under AEDPA, concluding the Kazalyn instruction violated due process and that Byford v. State narrowed the law; the court found the error not harmless.
- Nevada Supreme Court initially upheld the convictions; the federal district court then remanded to consider whether changes in state law (Byford) should apply retroactively to Babb’s case, given timing of finality.
- The Ninth Circuit reversed, holding that Nika v. State (2008) changed the understanding of Byford as a change in law, not a clarification, and that retroactive application and harmless-error standards favored relief.
- The panel concluded that applying Byford to Babb’s case was required and that the error was harmless only because the evidence supported a valid felony-murder theory, given the general verdict and the prosecutor’s emphasis on felony murder.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Kazalyn violates due process as a misdefined first-degree murder instruction | Babb argues Kazalyn collapses premeditation and deliberation, violating due process. | State asserts Byford’s separate definitions were not required under pre-Byford Nevada law at the time of trial, so Kazalyn was valid. | No; the instruction violated due process under controlling retroactivity principles. |
| Whether Byford’s change should be applied to Babb’s finality status | Babb should receive Byford’s narrowed definition because the change predated finality. | Applied state-law change retroactively only if consistent with federal due process; Nika controls application. | Yes; Byford’s narrowing should apply to Babb, given timing and due-process concerns. |
| Whether the error was harmless given a general verdict | Harmless error should be tested under Brecht; error may have affected verdict. | Because felony-murder theory supported conviction, the Kazalyn error was harmless. | Harmless error; the conviction could rest on felony-murder theory, so no reversal for that issue. |
Key Cases Cited
- Polk v. Sandoval, 503 F.3d 903 (9th Cir. 2007) (Kazalyn instruction unconstitutional under federal due process)
- Byford v. State, 994 P.2d 700 (Nev. 2000) (separate definitions for willfulness, deliberation, and premeditation)
- Nika v. State, 198 P.3d 839 (Nev. 2008) (Byford represented a change in law, not a mere clarification)
- Gamer v. State, 6 P.3d 1081 (Nev. 2000) (pre-Byford case addressing Kazalyn instruction)
- Garner v. State, 6 P.3d 1013 (Nev. 2000) (new murder instructions not applied to direct-review cases)
- Bunkley v. Florida, 538 U.S. 835 (U.S. 2003) (retroactivity of changes in state law; pocketknife exception)
- Griffith v. Kentucky, 479 U.S. 314 (U.S. 1987) (new rules apply to convictions not final at time of change)
- Fiore v. White, 531 U.S. 225 (U.S. 2001) (clarification vs. change in state law for retroactivity)
- Hedgpeth v. Pulido, 555 U.S. 57 (U.S. 2008) (harmless error review in general-verdict contexts)
- United States v. Gaudin, 515 U.S. 506 (U.S. 1995) (elements vs. non-elements in jury instructions)
- Neder v. United States, 527 U.S. 1 (U.S. 1999) (standard for reviewing instructional errors)
- In re Winship, 397 U.S. 358 (U.S. 1970) (proof beyond a reasonable doubt required for elements)
