B. Rawlings v. John Wetzel, Secretary of D.O.C. Robert Gilmore, Superintendent at SCI-Greene
562 M.D. 2016
| Pa. Commw. Ct. | Oct 20, 2017Background
- Petitioner Brehon Rawlings, an inmate at SCI‑Greene with treated anxiety/depression (a "C code"), was sentenced to RHU disciplinary confinement after misconduct convictions in 2016.
- Rawlings alleges DOC placed him in RHU without mental‑health assessment, failed to note his stability code on the misconduct report, and ignored a Disability Rights Network agreement requiring periodic mental‑health reviews.
- He exhausted grievance remedies and sought relief under 42 U.S.C. §1983 for Eighth and Fourteenth Amendment violations and under the ADA.
- DOC filed preliminary objections (demurrer), arguing the petition fails to state constitutional or ADA claims and lacks allegations of personal involvement by the named officials.
- The Commonwealth Court treated the objections as a demurrer, accepted well‑pled facts as true, and evaluated whether the petition could state legally cognizable claims.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether failure to follow DOC policy (DC‑ADM 801) gives rise to §1983 relief | Rawlings: policy required mental‑health assessment and stability code consideration; DOC violated policy, causing unconstitutional punishment | DOC: violation of internal policy does not create constitutional rights; regulatory noncompliance alone is not a §1983 claim | Court: Policy breach alone cannot support §1983 relief; claim dismissed |
| Whether DOC officials were deliberately indifferent to serious mental‑health needs (Eighth Amendment) | Rawlings: housing him in RHU despite mental illness was deliberately indifferent and punitive beyond penological necessity | DOC: pleadings do not allege officials had the requisite culpable state of mind or that his need was objectively serious enough to preclude RHU placement | Court: Pleading lacked allegations of subjective intent or sufficiently serious need; deliberate indifference claim insufficient |
| Whether named officials (Wetzel, Gilmore) had requisite personal involvement | Rawlings: officials knew of harms via grievances and request slips | DOC: supervisory responsibility or after‑the‑fact grievance review is insufficient for personal liability under §1983 | Court: Allegations of awareness from grievance review are conclusory; no particularized facts of personal direction or acquiescence; claim dismissed |
| Whether ADA claim is properly pleaded against defendants | Rawlings: alleges discrimination under ADA due to mental disability | DOC: ADA requires discrimination by a public entity; individuals are not liable under ADA; pleading lacks facts showing discrimination based on disability | Court: ADA claim fails for lack of facts showing discrimination and because defendants are individuals, not a public entity |
Key Cases Cited
- West v. Atkins, 487 U.S. 42 (recognizing §1983 liability requires state action and constitutional violation)
- Farmer v. Brennan, 511 U.S. 825 (deliberate indifference requires culpable state of mind)
- Rhodes v. Chapman, 452 U.S. 337 (Eighth Amendment and prison conditions standards)
- Tindell v. Dep’t of Corr., 87 A.3d 1029 (Pa. Cmwlth.) (prison policy noncompliance does not alone establish constitutional violation)
- Yount v. Dep’t of Corr., 886 A.2d 1163 (Pa. Cmwlth.) (failure to follow internal policy not a §1983 claim)
- Rode v. Dellarciprete, 845 F.2d 1195 (supervisory liability requires particularized allegations of personal direction or actual knowledge and acquiescence)
- Spruill v. Gillis, 372 F.3d 218 (prisoner must connect factual allegations to defendants' mental states; grievance denial alone insufficient)
- Krechmar v. Dep’t of Corr., 831 A.2d 793 (Pa. Cmwlth.) (subjective element of medical deliberate indifference)
- Warren v. Dep’t of Corr., 616 A.2d 140 (Pa. Cmwlth.) (plaintiff must name individually culpable defendants)
- Clark v. Beard, 918 A.2d 155 (Pa. Cmwlth.) (inmate has no right to placement in particular facility or housing)
- Watson v. Dep’t of Corr., 990 A.2d 164 (Pa. Cmwlth.) (ADA claims require public‑entity defendant)
