957 N.E.2d 1060
Mass.2011Background
- Atwater, a teacher with professional teacher status, was dismissed for conduct unbecoming a teacher following an investigation by the district’s superintendent.
- G. L. c. 71, § 42, fourth par. and fifth par. required arbitration of wrongful dismissal claims by teachers with professional status; arbitration is followed by limited judicial review under G. L. c. 150C, § 11.
- The arbitration proceeded with AAA-selected arbitrators; the district bore the burden of proof and the arbitrator must consider the best interests of students and the elevation of performance standards.
- The arbitrator, after five days of hearing, found most of the district’s grounds for dismissal proved and concluded dismissal was not an excessive penalty; she found two factual determinations not proven.
- Atwater attempted to vacate the award under G. L. c. 150C, § 11, alleging excess of authority, misconduct, bias, and finally constitutional attack under art. 30; the Superior Court denied relief and affirmed the award.
- The Massachusetts Supreme Judicial Court affirmed, holding that the statute’s arbitration scheme provides meaningful judicial review and does not violate art. 30.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Is G. L. c. 71, § 42, constitutional under art. 30? | Atwater contends it impermissibly delegates judicial power to an arbitrator. | The statute delegates dismissal decision to principals/supervisors, not arbitrators; review is meaningful. | No constitutional violation; arbitration scheme provides meaningful judicial review. |
| Does the limited judicial review under G. L. c. 150C, § 11 defeat meaningful review? | The review is too narrow and does not protect due process. | Review is designed to be limited but adequate, including grounds like corruption, excess of powers, and public policy. | Review is meaningful and constitutional. |
| Did the arbitrator exceed authority or misstate the law regarding grounds for dismissal? | Arbitrator framed the issue improperly and used an incorrect standard. | Arbitrator applied the statute’s standard, examined the investigation, and considered best interests. | No excess of authority or manifest disregard; record supports proper application of the statute. |
| Was there misconduct or bias by the arbitrator related to settlement discussions or recusal? | Arbitrator engaged in improper mediation and failed to recuse, prejudicing Atwater. | Private meeting was not mediation; no required recusal; no bias shown. | No vacatur; no demonstrated misconduct or bias. |
| Is Atwater’s as-applied constitutional challenge to § 42 preserved or waived? | Articulated as applied challenge to the statute. | Challenge treated as waived or not sufficiently argued. | Waived; no ruling on as-applied challenge. |
Key Cases Cited
- First Justice of the Bristol Div. of the Juvenile Court Dep’t v. Clerk-Magistrate of the Bristol Div. of the Juvenile Court Dep’t, 404 Mass. 53 (1989) (art. 30 limits on judicial powers in interbranch actions; core functions must not be unduly restricted)
- Getter, School Dist. of Beverly v. Getter, 435 Mass. 223 (2001) (nondelegation and limits on judicial review in teacher dismissal context)
- Geller, School Dist. of Beverly v. Geller, 435 Mass. 223 (2001) (discussion of teacher dismissal process and statute’s structural changes)
- Thomas v. Union Carbide Agric. Prods. Co., 473 U.S. 568 (1985) (permissible creation of remedies and review processes; cannot encroach on judicial functions)
- Lawrence v. Falzarano, 380 Mass. 18 (1980) (arbitration and public policy considerations in review)
- Harrell, 118 N.M. 470 (1994) (statute mandating arbitration limited review found unconstitutional in that context)
- Demoulas v. Demoulas Super Mkts., Inc., 428 Mass. 543 (1998) (guidance on judicial review of arbitration and bias considerations)
- Haddad v. Gonzalez, 410 Mass. 855 (1991) (bias/impartiality assessment in judicial-review context)
- Ballantine Books, Inc. v. Capital Distrib. Co., 302 F.2d 17 (2d Cir. 1962) (illustrates bias considerations in arbitral proceedings)
