Attorney Grievance Commission v. Patton
69 A.3d 11
Md.2013Background
- Petitioner filed a Petition for Disciplinary or Remedial Action against Richard V. Patton, III and the case was referred to a circuit court for a hearing.
- Patton was personally served and failed to answer or provide documents; default was entered and later vacated after timely but untimely responses.
- An evidentiary hearing was held September 20, 2012; sanctions for discovery noncompliance were imposed, limiting Patton’s testimony to mitigation only.
- Findings show Patton’s practice involved mismanagement, missed court appearances for multiple clients, and failure to communicate; his conduct affected several clients across cases.
- Patton had a history of legal and personal issues, including narcotics/tranquilizer dependence, criminal charges, jury duty failures, and failures to complete treatment programs.
- The hearing court concluded Patton’s drug dependency incapacitated him from practicing law and that the misconduct included misappropriation, abandonment of clients, and dishonesty.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether failure to respond to discovery violated the Rules of Professional Conduct | Patton’s discovery failures are sanctionable; Bar Counsel argued 1.4/8.1/8.4 violations. | Patton denied improper purpose; the discovery failures cannot form the sole basis for discipline. | Failure to respond supported by sanctions; some discovery-related claims treated as aggravating factors, not sole basis. |
| Whether Patton’s misrepresentation in deposition violated 8.1/8.4 | Deposition misrepresentations show dishonest conduct and reflect on fitness. | Misrepresentations were not a basis for the charged violations or were not properly charged. | Misrepresentation found to violate 8.1(a) and 8.4(c) (and tied to other violations); sustained. |
| What sanction is appropriate for Patton’s misconduct | Disbarment warranted given pattern, multiple offenses, and harm to clients. | Indefinite suspension with right to reapply could be appropriate due to addiction and mitigation potential. | Disbarment warranted; aggravating factors present and root-cause mitigation insufficient. |
Key Cases Cited
- Attorney Grievance Comm’n v. Guida, 391 Md. 33 (Md. 2006) (standard for sanctions and public protection; Vanderlinde threshold guidance)
- Attorney Grievance Comm’n v. Vanderlinde, 364 Md. 376 (Md. 2001) (root-cause illness standard; very strict mitigation criteria)
- Attorney Grievance Comm’n v. Kenney, 339 Md. 578 (Md. 1995) (indefinite suspension for alcoholism with mitigation considerations)
- Attorney Grievance Comm’n v. Williams, 335 Md. 458 (Md. 1994) (drug addiction impact on misconduct and sanctions)
- Attorney Grievance Comm’n v. Bakas, 323 Md. 395 (Md. 1991) (misappropriation usually leads to disbarment absent extenuating circumstances)
- In re Ruffalo, 390 U.S. 544 (S. Ct. 1968) (notice and opportunity to defend in disciplinary proceedings)
- Attorney Grievance Comm’n v. Mahone, 398 Md. 257 (Md. 2007) (conduct prejudicial to administration of justice; respect for court orders)
- Attorney Grievance Comm’n v. Jarosinski, 411 Md. 432 (Md. 2009) (court’s independent review of record in attorney discipline)
