469 P.3d 914
Utah2020Background
- In 2010 Benjamin Arriaga shot and killed Benacio Herrera; he told police the shooting was accidental or in self-defense after an altercation over an alleged affair.
- State charged Arriaga with first-degree murder, unlawful possession/use of a firearm, and obstruction; Arriaga pled guilty to first-degree murder in exchange for dismissal of the other counts and was sentenced to 15 years-to-life.
- The written Plea Affidavit was bilingual (English/Spanish) and listed the elements and a brief factual basis; at the plea colloquy Arriaga (through an interpreter) made statements suggesting he acted in self-defense while also acknowledging he knew pulling the trigger could cause death.
- On PCRA review Arriaga argued (1) his plea was unknowing/unvoluntary because he did not understand that absence of imperfect self-defense is an element the State had to negate, and (2) trial counsel was ineffective for failing to obtain an interpreter for client meetings.
- The post-conviction court granted the State summary judgment; the court of appeals affirmed. The Utah Supreme Court granted certiorari and affirmed the court of appeals: it held a genuine factual dispute existed on whether the plea was knowing, but Arriaga failed to show prejudice; it also held Arriaga failed to show counsel’s performance was objectively deficient.
Issues
| Issue | Arriaga's Argument | State's Argument | Held |
|---|---|---|---|
| Whether Arriaga’s guilty plea was knowing and voluntary because he did not understand that absence of imperfect self-defense is an element of murder | Arriaga: plea was unknowing because he misunderstood imperfect self-defense’s effect; plea colloquy and affidavit show confusion | State: colloquy, affidavit, and counsel’s assurances show Arriaga understood plea; no relief | Court: Genuine factual dispute exists whether Arriaga understood the element, so the post-conviction court erred on that narrow point; but Arriaga failed to prove prejudice, so relief denied |
| Whether trial counsel was constitutionally ineffective by not obtaining an interpreter for attorney-client meetings | Arriaga: language barrier prevented adequate advice and understanding of plea; counsel’s failure was deficient | State: Arriaga affirmatively told the court he understood counsel, Plea Affidavit bilingual, no evidence he requested an interpreter—no deficient performance shown | Court: Arriaga produced no evidence counsel’s performance fell below objective standard; no genuine factual dispute; claim fails |
Key Cases Cited
- State v. Alexander, 279 P.3d 371 (Utah 2012) (standard for knowing and voluntary plea; look to understanding of law in relation to facts)
- State v. Low, 192 P.3d 867 (Utah 2008) (imperfect self-defense is an affirmative defense such that the State must negate its existence when defendant offers evidence)
- Lee v. United States, 137 S. Ct. 1958 (2017) (special-circumstances rule: in limited situations a plea decision may turn on considerations other than trial success, requiring substantial contemporaneous evidence)
- Hill v. Lockhart, 474 U.S. 52 (1985) (prejudice standard for plea cases: reasonable probability that but for error defendant would have gone to trial)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance: deficient performance and prejudice)
- Blackledge v. Allison, 431 U.S. 63 (1977) (solemn in-court plea statements carry strong presumption of verity)
