226 A.3d 1229
Pa.2020Background:
- The Pennsylvania State System of Higher Education adopted Policy 2014-01 (Protection of Minors) requiring criminal background clearances (PA State Police, FBI, DHS child-abuse registry) and self‑reporting of certain arrests/convictions/founded or indicated child‑abuse findings for all employees.
- After Policy adoption, the legislature enacted Act 153 (expanded CPSL clearances and reporting) and the State System amended the Policy to conform; later Act 15 narrowed the CPSL so many university faculty were statutorily excluded from those clearance/reporting requirements.
- The State System did not rescind its broader Policy after Act 15; the faculty union (APSCUF) demanded bargaining over the Policy as applied to statutorily‑excluded faculty; the State System refused, calling the Policy an inherent managerial prerogative.
- The PLRB found the Policy nonbargainable (managerial prerogative), relying on a prior similar ruling; the Commonwealth Court reversed, holding the Policy’s application to excluded faculty was a mandatory subject of bargaining.
- The Pennsylvania Supreme Court granted review and reversed the Commonwealth Court, applying the State College balancing test and holding the Policy is a nonbargainable inherent managerial policy because the State System’s interest in protecting minors outweighs faculty employment‑condition interests.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the State System’s Policy (background checks and reporting) as applied to faculty statutorily excluded by Act 15 is a mandatory bargaining subject | Association: Act 15 shows Legislature intended to exclude most faculty from CPSL; therefore the Policy’s additional obligations materially affect terms/conditions of employment and must be bargained | State System: Policy protects minors and ensures CPSL compliance; it is an inherent managerial policy necessary for campus safety and administration | Held: Policy is an inherent managerial policy and not subject to mandatory bargaining; State System may unilaterally require clearances and reporting |
| Proper legal standard for bargainability under PERA | Association/Commonwealth Court: Ellwood City “unduly infringe” language is applicable and supports bargaining here | State System/PLRB: State College balancing test controls PERA inquiries; employer interests in basic policy can outweigh employees’ interests | Held: Reaffirmed State College balancing test for PERA bargainability questions; Ellwood City’s Act 111 context is not controlling |
| Whether legislative narrowing of CPSL (Act 15) automatically renders the Policy bargainable | Association: Legislative exclusion shows requirements were unnecessary for many faculty, so unilateral imposition alters working conditions and must be bargained | State System: Legislative silence about additional employer requirements does not forbid employers from adopting higher standards; exclusion does not ipso facto make the topic bargainable | Held: Legislative exclusion does not automatically convert the Policy into a mandatory bargaining subject; the State College balancing test governs |
Key Cases Cited
- Pennsylvania Labor Relations Board v. State College Area School District, 337 A.2d 262 (Pa. 1975) (establishes the balancing test for whether a matter is a mandatory bargaining subject under PERA)
- Borough of Ellwood City v. Pennsylvania Labor Relations Board, 998 A.2d 589 (Pa. 2010) (applied an “unduly infringe” formulation in the Act 111 context)
- Lancaster County v. Pennsylvania Labor Relations Board, 94 A.3d 979 (Pa. 2014) (explains appellate review scope of PLRB decisions)
- PASSHE (Lock Haven Univ.) v. APSCUF, 193 A.3d 486 (Pa. Cmwlth. 2018) (Commonwealth Court decision addressing CPSL amendments and the Policy)
