887 F.3d 1293
Fed. Cir.2018Background
- Kamstrup petitioned for inter partes review of U.S. Patent No. 8,893,559; the Board instituted review of claims 2 and 10 citing Nielsen as a reference.
- Apator (patentee) attempted to "swear behind" Nielsen by showing inventor Jens Drachmann conceived the invention before Nielsen’s effective filing date (Mar. 25, 2010).
- Apator submitted Drachmann’s declaration plus emails (Feb. 15 and Mar. 22, 2010) and a set of drawings which Drachmann testified evidenced prior conception and attachment of specific files (mechanics6.png and UFM++ venture.pdf).
- The emails themselves did not show attachments or identify the alleged files; the drawings bore a later modification date (Jan. 30, 2012) and relied on Drachmann’s file-naming testimony for earlier dating.
- The Board found Apator offered no corroboration independent of Drachmann’s testimony and therefore failed to prove conception prior to Nielsen; it held claim 2 anticipated and claim 10 obvious in part over Nielsen and Körner.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Can Apator swear behind Nielsen by proving conception before Nielsen’s date? | Drachmann conceived prior to Nielsen; emails and drawings corroborate. | Evidence lacks independent indicia of conception; relies solely on Drachmann’s testimony. | No — insufficient corroboration; cannot swear behind Nielsen. |
| Do the proffered emails independently corroborate conception? | Email text referencing an attached sample/presentation corroborates conception and attachment. | Email headers/bodies do not show attachments or file names; proof of attachments depends on Drachmann. | No — emails provide no independent corroboration. |
| Do the drawings corroborate earlier conception despite later modification date? | File-naming convention (per Drachmann) shows earlier creation predating Nielsen. | No independent evidence of the naming convention or earlier creation; relies on inventor’s statement. | No — drawings uncorroborated and dated later on their face. |
| Is "unrebutted" evidence sufficient when inventor testimony is uncorroborated? | Apator: lack of rebuttal to their evidence supports priority. | Kamstrup: burden remains on Apator to prove conception; unrebutted self-serving testimony is insufficient. | Court: Apator bears burden; unrebutted, uncorroborated testimony insufficient. |
Key Cases Cited
- Price v. Symsek, 988 F.2d 1187 (Fed. Cir.) (inventor’s uncorroborated testimony insufficient to establish priority)
- Mahurkar v. C.R. Bard, Inc., 79 F.3d 1572 (Fed. Cir.) (conception testimony must be corroborated)
- In re NTP, Inc., 654 F.3d 1279 (Fed. Cir.) (rule-of-reason corroboration; inventor cannot self-corroborate)
- Perfect Surgical Techniques, Inc. v. Olympus Am., Inc., 841 F.3d 1004 (Fed. Cir.) (elements of swearing behind: conception and diligence)
- Brown v. Barbacid, 276 F.3d 1327 (Fed. Cir.) (unwitnessed inventor documents alone do not corroborate conception)
- Procter & Gamble Co. v. Teva Pharms. USA, Inc., 566 F.3d 989 (Fed. Cir.) (unwitnessed lab notebooks without corroboration are insufficient)
- Singh v. Brake, 222 F.3d 1362 (Fed. Cir.) (unwitnessed notes may have corroborative value under rule of reason but not alone)
- Hybritech Inc. v. Monoclonal Antibodies, Inc., 802 F.2d 1367 (Fed. Cir.) (notebook entries can corroborate when supported by other evidence)
- In re Magnum Oil Tools Int’l, Ltd., 829 F.3d 1364 (Fed. Cir.) (burden on patentee to prove earlier priority)
