ANTHONY ANGELO VS. JOEL I. BERGMAN (L-3937-13, ESSEX COUNTY AND STATEWIDE)
A-2392-15T2
N.J. Super. Ct. App. Div.Jul 28, 2017Background
- Angelo sued his pain-management doctor; during trial his attorney Bergman represented him and Dr. Aldrete testified for Angelo; after three days the medical-malpractice case was dismissed with prejudice in exchange for a $200,000 settlement in open court.
- Angelo later sued Bergman for legal malpractice alleging Bergman negligently valued the case and failed to explain settlement mechanics.
- Angelo retained lawyer Anthony Ambrosio as his malpractice expert; Ambrosio issued a report (valuing the case at $500,000 and criticizing Bergman) and was deposed.
- At deposition Ambrosio repeatedly conceded key points in conflict with his report: that a $200,000 settlement could be a considered judgment call (not malpractice), Angelo understood the settlement and signed a release, and the so-called “high-low” was effectively a $200,000 settlement.
- The trial court excluded Ambrosio’s report as a net opinion; with no admissible expert proof of breach, the court granted summary judgment for Bergman.
- Appellate Division affirmed: Ambrosio’s deposition repudiated his report, making it inadmissible; absence of expert proof requires dismissal of the malpractice claim.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Ambrosio’s expert report admissible or is a net opinion | Ambrosio’s report established breach (improper valuation and failure to explain settlement mechanics) | Ambrosio’s deposition recanted key opinions, making the report speculative and inadmissible | Report was a net opinion and properly excluded |
| Whether expert testimony was required to prove malpractice here | Expert showed breach of standard of care (valuation and explanation) | Expert repudiation left no admissible proof; malpractice claims require expert proof of breach and causation | Expert testimony was required and absent; summary judgment for defendant appropriate |
| Whether mischaracterization as a “high-low” agreement created malpractice per se | Angelo contended the “high-low” was fraudulent and concealed the true settlement, supporting malpractice | Bergman argued the characterization didn’t harm Angelo; Angelo understood and accepted $200,000; expert conceded this | Court found no actionable breach from the mislabeling given Angelo’s informed consent; not malpractice |
| Whether citation to RPCs (ethics rules) alone establishes civil liability | Plaintiff relied on RPCs to show breach of duties to inform and obtain consent | Defendant contended ethics rules do not, by themselves, create a civil cause of action and Ambrosio disavowed breaches after deposition | RPCs may inform duties but do not alone create tort liability; Ambrosio’s concessions defeated any RPC-based claim |
Key Cases Cited
- Townsend v. Pierre, 221 N.J. 36 (N.J. 2015) (net-opinion rule and sequence of reviewing evidentiary rulings before summary judgment)
- Estate of Hanges v. Metropolitan Prop. & Cas. Ins. Co., 202 N.J. 369 (N.J. 2010) (standards for appellate review of evidentiary rulings and summary judgment)
- McGrogan v. Till, 167 N.J. 414 (N.J. 2001) (elements of legal-malpractice claim)
- Garcia v. Kozlov, Seaton, Romanini & Brooks, P.C., 179 N.J. 343 (N.J. 2004) (expert required to prove deviation from attorney standard of care)
- Pomerantz Paper Corp. v. New Cmty. Corp., 207 N.J. 344 (N.J. 2011) (definition and exclusion of net opinion)
- Ritondo by Ritondo v. Pekala, 275 N.J. Super. 109 (App. Div. 1994) (expert testimony can be nullified by admissions on cross-examination)
- Kaplan v. Skoloff & Wolfe, P.C., 339 N.J. Super. 97 (App. Div. 2001) (without expert, jury lacks knowledge to evaluate settlement value)
- Brill v. Guardian Life Ins. Co. of Am., 142 N.J. 520 (N.J. 1995) (standards for granting summary judgment)
- U.S. Bank Nat'l Ass'n v. Guillaume, 209 N.J. 449 (N.J. 2012) (standard for overturning exclusion of expert evidence)
