Anne Block v. Washington State Bar Assoc.
18-35690
| 9th Cir. | Jul 2, 2021Background
- Anne Block repeatedly sued state and local entities (including the WSBA) alleging misconduct; multiple prior suits were dismissed and two dismissals were affirmed on appeal.
- The Western District of Washington sua sponte entered a vexatious-litigant pre-filing bar (Initial Bar Order); the Ninth Circuit vacated that order for lack of notice and remanded.
- On remand the district court reimposed an identical pre-filing bar (Reimposed Bar Order); Block appealed that reimposition (20-35025) and separately challenged the Pennsylvania-to-Washington transfer and related matters (18-35690).
- The Ninth Circuit reviewed the Reimposed Bar Order under the De Long/Ringgold-Lockhart framework (notice/opportunity, adequate record, substantive findings, narrow tailoring).
- The court found notice/opportunity present on remand; held the district court had an adequate record (including prior dismissals and emails not barred by FRE 408); found substantive findings of frivolousness/harassment; and found the order narrowly tailored.
- The Ninth Circuit affirmed the Reimposed Bar Order, denied Block’s request to remand the transferred case, rejected recusal/disqualification arguments against Judge Martinez, and affirmed dismissal under the validated bar.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of reimposed vexatious-litigant pre-filing order (procedural requirements) | Reimposition improper because initial order vacated for lack of notice; alleged deficiencies persist | On remand Block had notice/opportunity; district court complied with De Long requirements | Affirmed: notice/opportunity satisfied and court followed De Long framework |
| Adequacy of the record (including use of emails) | Emails attached to declaration are inadmissible under FRE 408 and record is insufficient | Emails were offered to show harassment (not settlement) and prior dismissed cases listed support need for injunction | Affirmed: record adequate; emails admissible for harassment evidence |
| Substantive findings of frivolousness/harassment | District court failed to make sufficient substantive findings to justify a pre-filing injunction | Court relied on numerous dismissed suits, prior sanctions/fee awards, and continuing harassing emails | Affirmed: substantive findings supported by number and content of filings |
| Narrow tailoring and consideration of alternatives | Order not narrowly tailored; judge failed to consider less-restrictive alternatives (relies on Safir) | Order only imposes prescreening, allows meritorious claims; Safir factors not adopted in Ninth Circuit | Affirmed: order narrowly tailored; Safir not required and would not change result |
Key Cases Cited
- Ringgold-Lockhart v. County of L.A., 761 F.3d 1057 (9th Cir. 2014) (sets procedural and substantive requirements for vexatious-litigant orders)
- De Long v. Hennessey, 912 F.2d 1144 (9th Cir. 1990) (framework requiring notice, record, findings, and narrow tailoring)
- Molski v. Evergreen Dynasty Corp., 500 F.3d 1047 (9th Cir. 2007) (limits on pre-filing injunctions and ability to file meritorious claims)
- Safir v. U.S. Lines, Inc., 792 F.2d 19 (2d Cir. 1986) (alternative-factors framework—useful but not adopted by Ninth Circuit)
- Posnanski v. Gibney, 421 F.3d 977 (9th Cir. 2005) (limits on appellate review of district-court transfer orders)
- DeNardo v. Municipality of Anchorage, 974 F.2d 1200 (9th Cir. 1992) (membership in bar association does not by itself require judge recusal)
- Riss v. Angel, 934 P.2d 669 (Wash. 1997) (state-law discussion on liability of members of nonprofit associations)
