Anita Harmon, as an Individual and as Personal Representative of the Estate of Euella Potter
2014 WY 90
| Wyo. | 2014Background
- Anita Harmon, personal representative for her mother’s estate, presented a governmental claim to Star Valley Medical and Care Centers after her mother’s fatal fall; the claim was signed but not sworn under oath as required by the amended WGCA § 1-39-113(e).
- The claim used language “under penalty of paying” and was merely acknowledged by a notary rather than subscribed and sworn; it was therefore not executed under penalty of false swearing as the statute prescribes.
- Harmon filed suit after the Medical Review Panel step was waived; defendants admitted governmental status but generally denied compliance with the WGCA and reserved the right to challenge claim compliance in an affirmative defense.
- Defendants moved for summary judgment arguing the claim was invalid because it was not signed under oath as required by statute and the Wyoming Constitution; the district court granted summary judgment for lack of subject-matter jurisdiction.
- The Wyoming Supreme Court concluded the claim did not comply with § 1-39-113(e) (not signed under oath), but held that statutory/constitutional claim requirements are substantive conditions precedent—not jurisdictional—and thus can be waived.
- Because defendants failed to plead the claim-defect defense with the specificity required by W.R.C.P. 9(c), they waived it; the Court reversed and remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did the claim meet WGCA § 1-39-113(e) and Art. 16 § 7? | Harmon: substantial compliance; wording was a typographical error. | Defendants: claim not signed under oath/penalty of false swearing; invalid. | Held: Claim failed statutory oath requirement and was not signed under oath. |
| Does failure to strictly comply deprive district court of subject-matter jurisdiction? | Harmon: noncompliance is curable/waivable; jurisdiction exists if complaint alleges claim class. | Defendants: noncompliance is jurisdictional and requires dismissal. | Held: Requirements are substantive conditions precedent, not jurisdictional; prior cases to contrary overruled. |
| Was the defendants’ challenge to claim validity waived? | Harmon: defendants failed to plead the defense specifically; waived. | Defendants: reserved right to challenge claim compliance in affirmative defenses and later raised it in summary judgment. | Held: Defendants’ boilerplate affirmative defense did not meet W.R.C.P. 9(c); defense waived. |
| What remedy/result follows from waiver despite defective claim? | Harmon: proceed to merits; allow case to continue. | Defendants: dismissal appropriate because claim invalid. | Held: Because defense waived, case remanded for further proceedings; court advises using statutory form exactly. |
Key Cases Cited
- Brown v. City of Casper, 248 P.3d 1136 (Wyo. 2011) (held claim presentation is a condition precedent, not jurisdictional; allowed amendment)
- Cantrell v. Sweetwater Cnty. Sch. Dist. No. 2, 133 P.3d 983 (Wyo. 2006) (analyzed constitutional certification language and accepted unsworn certifications under penalty of perjury pre-2010)
- Martinez v. City of Cheyenne, 791 P.2d 949 (Wyo. 1990) (held certification defects are nonjurisdictional; defense waived if not timely raised)
- Beaulieu v. Florquist, 86 P.3d 863 (Wyo. 2004) (previously held claim requirements jurisdictional; partially overruled)
- Bell v. Schell, 101 P.3d 465 (Wyo. 2004) (applied jurisdictional rule for WGCA claim compliance; affected by current overruling)
- Lavatai v. State, 121 P.3d 121 (Wyo. 2005) (illustrated strategic non-disclosure by defendants and enforcement of jurisdictional-rule outcomes)
- Wooster v. Carbon County Sch. Dist. No. 1, 109 P.3d 893 (Wyo. 2005) (reaffirmed nonclaim/statute-of-limitations consequences under pre-change jurisprudence)
