865 F.3d 914
7th Cir.2017Background
- Anderson, diagnosed with paranoid schizophrenia and other disorders, pleaded guilty in 2012 to being a felon in possession of a firearm and received a 180‑month sentence under a plea agreement that waived direct appeal but preserved collateral attacks under 28 U.S.C. § 2255.
- At the plea hearing Anderson disclosed he was on psychotropic medication, said he understood proceedings "as good as I can," and gave short affirmative answers; the court accepted the plea finding him competent without probing what medications or effects he experienced.
- The presentence report documented multiple psychiatric diagnoses and a medication regimen including Thorazine, Tegretol, Artane, and Ritalin, and noted Anderson had intermittent access to medications while detained.
- Defense counsel observed behavioral fluctuations tied to irregular medication delivery in jail but did not request a competency evaluation before the plea; she later provided medication lists to the court at sentencing.
- Anderson filed a § 2255 motion asserting (1) he was not competent to plead or be sentenced due to illness and medication effects and (2) counsel rendered ineffective assistance by failing to seek a competency hearing; the district court denied an evidentiary hearing and relief.
- The Seventh Circuit granted a certificate of appealability on competence and ineffective assistance and remanded for an evidentiary hearing, concluding the record did not conclusively foreclose Anderson’s claims.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Competence to plead guilty | Anderson lacked sufficient present ability to consult and understand due to psychotic disorder and psychotropic medication (irregularly received) | Court relied on Anderson’s affirmative colloquy answers and counsel’s general representations of competence | Court: Record lacked adequate inquiry into diagnoses, meds, and effects; remand for evidentiary hearing |
| Competence at sentencing | Medication irregularity and documented disorders undermined sentencing competence | District court had prior finding of competence and proceeded to sentence | Court: Sentencing competence also unresolved; hearing required to explore effects of meds and stability |
| Ineffective assistance for not seeking competency hearing | Counsel observed instability tied to missed meds and should have requested evaluation | Government relied on counsel’s representations that Anderson was competent when medicated | Court: Counsel’s failure raises factual questions; hearing necessary to decide deficiency and prejudice |
| Need for evidentiary hearing on § 2255 | Anderson seeks factual development on capacity and counsel’s decisions | District court held the record conclusively showed no relief because of plea colloquy | Court: § 2255(b) standard not met by district court; remand for evidentiary hearing (petitioner’s burden is light) |
Key Cases Cited
- Drope v. Missouri, 420 U.S. 162 (1975) (due process forbids trial of a defendant lacking mental competence)
- Dusky v. United States, 362 U.S. 402 (1960) (defendant must be able to consult with counsel and have a rational and factual understanding)
- Godinez v. Moran, 509 U.S. 389 (1993) (competence standard applies to pleas and to related decisions)
- Strickland v. Washington, 466 U.S. 668 (1984) (framework for ineffective-assistance-of-counsel claims)
- McManus v. Neal, 779 F.3d 634 (7th Cir. 2015) (use of psychotropic medication can create substantial doubt about fitness to plead)
- Burt v. Uchtman, 422 F.3d 557 (7th Cir. 2005) (lack of information about a defendant’s psychotropic medication weighs in favor of a competency hearing)
- Torres-Chavez v. United States, 828 F.3d 682 (7th Cir. 2016) (§ 2255 evidentiary-hearing burden is relatively light)
