372 P.3d 263
Alaska2016Background
- Mark D. Anderson was tried and convicted of ten counts of sexual abuse of a minor based on testimony from three different victims; the jury acquitted him on one count.
- Each victim testified to multiple, distinct acts over months and at various locations; the trial court did not give a factual-unanimity instruction (requiring the jury to agree on which specific act supported each conviction).
- Defense counsel did not request the factual-unanimity instruction at trial; Anderson raised the issue on appeal.
- The court of appeals (Anderson I) found the omission was error but reviewed for plain error because there was no contemporaneous objection and concluded the error was harmless beyond a reasonable doubt, affirming the convictions.
- The Alaska Supreme Court granted review, remanded for supplemental briefing on whether counsel’s omission was tactical and on which harmless-error approach to apply (guilt‑based vs. effect‑on‑the‑jury); the court later again took review to address the appellate approach but ultimately dismissed the petition as improvidently granted, adopting the effect‑on‑the‑jury standard and declining to reverse.
Issues
| Issue | Anderson's Argument | State's Argument | Held |
|---|---|---|---|
| Whether failure to give a factual‑unanimity instruction was reversible error | Trial court erred by not requiring juror agreement on specific acts supporting each conviction | Error occurred but should be reviewed for harmlessness because no objection was made at trial | Court treated it as constitutional error but assessed under plain‑error harmlessness review |
| Whether counsel’s failure to object was tactical (affects plain‑error analysis) | Counsel’s omission might not be tactical; remand needed to determine intent | Argued omission was not a waiver of review of error; both parties briefed tactical‑decision question | Court of appeals was asked to consider whether omission was tactical; Supreme Court found no reversible error on remand |
| Harmless‑error standard to apply (guilt‑based vs effect‑on‑the‑jury) | Effect‑on‑the‑jury approach better captures whether error actually influenced jury | Agreed Alaska follows effect‑on‑the‑jury and not a guilt‑based outcome test | Alaska Supreme Court adopted the effect‑on‑the‑jury approach for prejudice analysis |
| Whether convictions must be reversed under effect‑on‑the‑jury harmlessness review | Error was not a substantial factor in the verdict; convictions stand | Error was harmless beyond a reasonable doubt under effect‑on‑the‑jury analysis | Court affirmed (dismissed petition as improvidently granted) and did not disturb the court of appeals’ harmless‑error conclusion |
Key Cases Cited
- Anderson v. State, 289 P.3d 1 (Alaska App. 2012) (court of appeals decision finding factual‑unanimity instruction error)
- Anderson v. State, 337 P.3d 534 (Alaska App. 2014) (court of appeals opinion on remand affirming convictions and harmless‑error analysis)
- Adams v. State, 261 P.3d 758 (Alaska 2011) (plain‑error test elements including prejudice/harm standard)
- Nader v. United States, 527 U.S. 1 (1999) (U.S. Supreme Court discussion of harmless‑error standards)
