Ancier v. Egan
1:14-cv-00294
D. Haw.Nov 4, 2015Background
- Plaintiff Garth Ancier sued Egan and former counsel Herman and Gallagher for malicious prosecution and abuse of process, alleging a frivolous underlying suit (Egan v. Ancier) that was voluntarily dismissed.
- A Protective Order had designated certain discovery material confidential; Ancier moved to publicly file exhibits and unredacted portions of his summary-judgment filings that contained or derived from those materials.
- Exhibits at issue included deposition excerpts (Ex. 4, 6), email correspondence (Exs. 19, 23–25), a letter from Egan’s new counsel (Ex. 20), and portions of Ancier’s concise statement and memorandum summarizing those materials.
- Defendants objected, asserting attorney-client privilege, the Protective Order, reliance on counsel’s sealing assurances, and confidentiality agreements protecting the names of other alleged perpetrators.
- The court applied the Ninth Circuit’s "compelling reasons" standard for sealing records attached to dispositive motions and reviewed privilege and waiver arguments.
- Ruling: the court denied sealing on privilege or Protective Order grounds for most material, ordered redaction of full names of non‑party alleged perpetrators (initials only), and denied Ancier’s separate declassification request without prejudice.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether exhibits may be publicly filed despite Protective Order | Ancier: public filing is proper; materials should be declassified | Defs: materials remain confidential under Protective Order; must stay sealed | Court: Protective Order alone insufficient; allowed public filing with limited redactions |
| Whether attorney-client privilege shields the exhibits | Ancier: exhibits are not privileged or privilege waived | Defs: exhibits contain privileged communications and privilege not waived | Court: Defs failed to prove privilege; privilege largely inapplicable or waived |
| Whether prior assurances to seal deposition testimony create compelling reasons to seal | Ancier: not discussed; seeks public filing | Herman: relied on counsel’s assurance that his deposition would be sealed, so it should remain sealed | Court: assurances alone do not meet compelling‑reasons standard; not persuasive |
| Whether the full names of non‑party alleged perpetrators must be sealed | Ancier: full names unnecessary for adjudication; sought public filing | Defs: publicizing names would promote scandal and violate confidentiality agreements | Court: compelling reasons exist to redact full names; order redaction to initials only |
Key Cases Cited
- Kamakana v. City & County of Honolulu, 447 F.3d 1172 (9th Cir. 2006) (strong presumption of public access; "compelling reasons" standard for sealing dispositive‑motion records)
- Foltz v. State Farm Mut. Auto. Ins. Co., 331 F.3d 1122 (9th Cir. 2003) (good‑cause standard for discovery protective orders distinguished from compelling‑reasons standard)
- United States v. Ruehle, 583 F.3d 600 (9th Cir. 2009) (elements and scope of attorney‑client privilege)
- United States v. Graf, 610 F.3d 1148 (9th Cir. 2010) (application of multi‑part test for attorney‑client privilege)
- Bittaker v. Woodford, 331 F.3d 715 (9th Cir. 2003) (privilege waived by disclosure to third parties)
- Hernandez v. Tanninen, 604 F.3d 1095 (9th Cir. 2010) (disclosure in opposing summary judgment can waive privilege)
- Weil v. 647 F.2d 18 (9th Cir.) (disclosure of privileged material can waive privilege as to other related communications)
