American Small Business League v. Department of Defense
3:14-cv-02166
N.D. Cal.Jun 1, 2017Background
- Plaintiff American Small Business League filed a FOIA request (Aug 9, 2013) seeking Sikorsky Aircraft Corporation’s most recent comprehensive subcontracting plan submitted to DOD’s Test Program.
- DOD denied the FOIA request; plaintiff sued. The district court ordered DOD to produce Sikorsky’s plan; Sikorsky previously intervened to appeal that order and the Ninth Circuit reversed the disclosure order.
- After the appeal, Sikorsky moved to intervene again for all purposes under Federal Rule of Civil Procedure 24(a) and 24(b); both plaintiff and DOD do not oppose intervention.
- The key legal question for intervention as of right was whether DOD adequately represents Sikorsky’s interests in preventing disclosure of the subcontracting plan.
- The court evaluated both intervention-as-of-right (timeliness, protectable interest, practical impairment, inadequate representation) and permissive intervention (jurisdictional grounds, timeliness, common questions).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Sikorsky may intervene as of right under FRCP 24(a), focusing on adequacy of representation | ASBL sought disclosure; plaintiff opposed intervention that might block disclosure | DOD and Sikorsky share the same ultimate objective (prevent disclosure); DOD will protect Sikorsky’s interests | Denied as of right: Sikorsky failed to rebut presumption that DOD adequately represents its interests |
| Whether permissive intervention under FRCP 24(b) is appropriate (jurisdiction, timeliness, common questions) | Plaintiff did not oppose intervention but maintains core FOIA dispute | DOD does not oppose; Sikorsky’s defense (exemption from disclosure) aligns with main action | Granted permissive intervention: federal-question case, timeliness satisfied, common legal/factual questions exist |
Key Cases Cited
- Citizens for Balanced Use v. Mont. Wilderness Ass’n, 647 F.3d 893 (9th Cir.) (standards for intervention under Rule 24)
- Arakaki v. Cayetano, 324 F.3d 1078 (9th Cir.) (presumption of adequate representation and requirement to make compelling showing to rebut)
- Perry v. Proposition 8 Official Proponents, 587 F.3d 947 (9th Cir.) (mere differences in litigation strategy insufficient for intervention as of right)
- Blake v. Pallan, 554 F.2d 947 (9th Cir.) (expert factual contributions may be provided by amicus rather than intervention)
- Nw. Forest Res. Council v. Glickman, 82 F.3d 825 (9th Cir.) (permissive intervention standards)
- Freedom from Religion Found., Inc. v. Geithner, 644 F.3d 836 (9th Cir.) (no separate jurisdictional showing required for intervenors in federal-question cases raising no new claims)
- United States v. Alisal Water Corp., 370 F.3d 915 (9th Cir.) (timeliness analysis for intervention)
