Amber Raquel Emerson v. Thomas Chad Emerson
559 S.W.3d 727
| Tex. App. | 2018Background
- Amber and Thomas Emerson divorced in 2009; divorce decree required Thomas to pay Amber $31,055.
- In 2015 Amber moved to enforce/clarify the decree, seeking the $31,055 (with postjudgment interest), an owelty lien, and attorney’s fees.
- At the scheduled enforcement trial the parties reached a Rule 11 settlement on the record: Thomas would refinance, funds from closing deposited in the court registry, Amber would release a lis pendens, the court would decide attorney’s fees and any postjudgment interest, and the parties agreed to reciprocal waivers of appellate rights regarding those rulings.
- The trial court entered a final judgment dividing registry funds, denied Amber attorney’s fees and interest, and ordered certain records sealed; Amber filed a motion for new trial and then appealed.
- Thomas moved to dismiss parts of the appeal based on the on-the-record Rule 11 waiver; the court considered enforceability, duress/public-policy challenges, briefing waiver, and whether Rule 76a applied to the sealing order.
Issues
| Issue | Plaintiff's Argument (Amber) | Defendant's Argument (Thomas) | Held |
|---|---|---|---|
| Enforceability of on-the-record Rule 11 waiver of appellate rights | Amber says she did not validly waive appellate rights (coerced/dictated by judge) and waiver violates public policy | Thomas argues the parties expressly agreed on the record to waive appellate rights as to attorney’s fees and interest; agreement is enforceable under Rule 11 | Waiver enforceable as to attorney’s fees and interest; those parts of appeal dismissed |
| Duress / coercion in obtaining Rule 11 agreement | Judge pressured Amber into agreeing; waiver not voluntary | Waiver was made knowingly after consultation; no evidence of threats or destroyed free will | No duress; record shows Amber consulted counsel and knowingly consented |
| Necessity of defendant pleading breach or filing cross-appeal to enforce waiver | Amber argues Thomas waived right to enforce waiver by not filing cross-appeal or alleging breach below | Thomas contends enforcement may be sought on appeal without cross-appeal or amended pleadings | Thomas need not have amended pleadings or cross-appealed; may seek dismissal under the Rule 11 waiver |
| Applicability of Rule 76a to sealing order | Amber contends sealing violated Rule 76a procedures | Thomas contends Rule 76a excludes records from actions originally arising under the Family Code | Rule 76a does not apply to Family Code-origin actions; sealing order upheld |
Key Cases Cited
- Ronin v. Lerner, 7 S.W.3d 883 (Tex. App.—Houston [1st Dist.] 1999) (transcript of on-the-record statements can establish a Rule 11 agreement)
- McMahan v. Greenwood, 108 S.W.3d 467 (Tex. App.—Houston [14th Dist.] 2003) (duress requires proof that a threat destroyed free agency)
- In re Long, 946 S.W.2d 97 (Tex. App.—Texarkana 1997) (party need not file a cross-appeal or amend pleadings to seek enforcement of an on-the-record settlement)
- Holloway v. Holloway, 792 S.W.2d 168 (Tex. App.—Houston [1st Dist.] 1990) (courts should enforce voluntary settlements; public-policy challenge to settlement must be supported by record)
- Glassman v. Goodfriend, 347 S.W.3d 772 (Tex. App.—Houston [14th Dist.] 2011) (standard for imposing appellate sanctions for frivolous appeals)
